Responsible AI research from arXiv, ranked by citations from
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4,071 papers in 1 topic
MD Rashidul Islam, Bakary Gibba
Computer-aided segmentation of brain tumors from MRI data is of crucial significance to clinical decision-making in diagnosis, treatment planning, and follow-up disease monitoring. Gliomas, owing to their high malignancy and heterogeneity, represent a very challenging task for accurate and reliable segmentation into intra-tumoral sub-regions. Manual segmentation is typically time-consuming and not reliable, which justifies the need for robust automated techniques.This research resolves this problem by leveraging the BraTS 2020 dataset, where we have labeled MRI scans of glioma patients with four significant classes: background/healthy tissue, necrotic/non-enhancing core, edema, and enhancing tumor. In this work, we present a new segmentation technique based on a U-Net model augmented with executed attention gates to focus on the most significant regions of images. To counter class imbalance, we employ manually designed loss functions like Dice Loss and Categorical Dice Loss, in conjunction with standard categorical cross-entropy. Other evaluation metrics, like sensitivity and specificity, were used to measure discriminability of the model between tumor classes. Besides, we introduce Grad-CAM-based explainable AI to enable visualizing attention regions and improve model interpretability, together with a smooth heatmap generation technique through Gaussian filtering. Our approach achieved superior performance with accuracy of 0.9919, Dice coefficient of 0.9901, mean IoU of 0.9873, sensitivity of 0.9908, and specificity of 0.9974. This study demonstrates that the use of attention mechanisms, personalized loss functions, and explainable AI significantly improves highly complex tumor structure segmentation precision in MRI scans, providing a reliable and explainable method for clinical applications.
Ram Rachum, Yotam Amitai, Yonatan Nakar +2
A major challenge of Reinforcement Learning is that agents often learn undesired behaviors that seem to defy the reward structure they were given. Explainable Reinforcement Learning (XRL) methods can answer queries such as "explain this specific action", "explain this specific trajectory", and "explain the entire policy". However, XRL lacks a formal definition for behavior as a pattern of actions across many episodes. We provide such a definition, and use it to enable a new query: "Explain this behavior". We present Behavior-Explainable Reinforcement Learning (BXRL), a new problem formulation that treats behaviors as first-class objects. BXRL defines a behavior measure as any function $m : Π\to \mathbb{R}$, allowing users to precisely express the pattern of actions that they find interesting and measure how strongly the policy exhibits it. We define contrastive behaviors that reduce the question "why does the agent prefer $a$ to $a'$?" to "why is $m(π)$ high?" which can be explored with differentiation. We do not implement an explainability method; we instead analyze three existing methods and propose how they could be adapted to explain behavior. We present a port of the HighwayEnv driving environment to JAX, which provides an interface for defining, measuring, and differentiating behaviors with respect to the model parameters.
Trung V. Phan, Thomas Bauschert
Advanced Persistent Threats (APTs) are stealthy, multi-stage attacks that require adaptive and timely defense. While deep reinforcement learning (DRL) enables autonomous cyber defense, its decisions are often opaque and difficult to trust in operational environments. This paper presents DeepXplain, an explainable DRL framework for stage-aware APT defense. Building on our prior DeepStage model, DeepXplain integrates provenance-based graph learning, temporal stage estimation, and a unified XAI pipeline that provides structural, temporal, and policy-level explanations. Unlike post-hoc methods, explanation signals are incorporated directly into policy optimization through evidence alignment and confidence-aware reward shaping. To the best of our knowledge, DeepXplain is the first framework to integrate explanation signals into reinforcement learning for APT defense. Experiments in a realistic enterprise testbed show improvements in stage-weighted F1-score (0.887 to 0.915) and success rate (84.7% to 89.6%), along with higher explanation confidence (0.86), improved fidelity (0.79), and more compact explanations (0.31). These results demonstrate enhanced effectiveness and trustworthiness of autonomous cyber defense.
Saimun Habib, Vaishak Belle, Fengxiang He
Probabilistic Logic Programming (PLP) languages, like ProbLog, naturally support reasoning under uncertainty, while maintaining a declarative and interpretable framework. Meanwhile, counterfactual reasoning (i.e., answering ``what if'' questions) is critical for ensuring AI systems are robust and trustworthy; however, integrating this capability into PLP can be computationally prohibitive and unstable in accuracy. This paper addresses this challenge, by proposing an efficient program transformation for counterfactuals as Single World Intervention Programs (SWIPs) in ProbLog. By systematically splitting ProbLog clauses to observed and fixed components relevant to a counterfactual, we create a transformed program that (1) does not asymptotically exceed the computational complexity of existing methods, and is strictly smaller in common cases, and (2) reduces counterfactual reasoning to marginal inference over a simpler program. We formally prove the correctness of our approach, which relies on a weaker set independence assumptions and is consistent with conditional independencies, showing the resulting marginal probabilities match the counterfactual distributions of the underlying Structural Causal Model in wide domains. Our method achieves a 35\% reduction in inference time versus existing methods in extensive experiments. This work makes complex counterfactual reasoning more computationally tractable and reliable, providing a crucial step towards developing more robust and explainable AI systems. The code is at https://github.com/EVIEHub/swip.
Francesco Sovrano, Giulia Vilone, Michael Lognoul
Explainable AI (XAI) has evolved in response to expectations and regulations, such as the EU AI Act, which introduces regulatory requirements on AI-powered systems. However, a persistent gap remains between existing XAI methods and society's legal requirements, leaving practitioners without clear guidance on how to approach compliance in the EU market. To bridge this gap, we study model-agnostic XAI methods and relate their interpretability features to the requirements of the AI Act. We then propose a qualitative-to-quantitative scoring framework: qualitative expert assessments of XAI properties are aggregated into a regulation-specific compliance score. This helps practitioners identify when XAI solutions may support legal explanation requirements while highlighting technical issues that require further research and regulatory clarification.
Daisuke Yasui, Toshitaka Matsuki, Hiroshi Sato
In locomotion control tasks, Deep Reinforcement Learning (DRL) has demonstrated high performance; however, the decision-making process of the learned policy remains a black box, making it difficult for humans to understand. On the other hand, in periodic motions such as walking, it is well known that implicit motion phases exist, such as the stance phase and the swing phase. Focusing on this point, this study hypothesizes that a policy trained for locomotion control may also represent a phase structure that is interpretable by humans. To examine this hypothesis in a controlled setting, we consider a locomotion task that is amenable to observing whether a policy autonomously acquires temporally structured phases through interaction with the environment. To verify this hypothesis, in the MuJoCo locomotion benchmark HalfCheetah-v5, the state transition sequences acquired by a policy trained for walking control through interaction with the environment were aggregated into semantic phases based on state similarity and consistency of subsequent transitions. As a result, we demonstrated that the state sequences generated by the trained policy exhibit periodic phase transition structures as well as phase branching. Furthermore, by approximating the states and actions corresponding to each semantic phase using Explainable Boosting Machines (EBMs), we analyzed phase-dependent decision making-namely, which state features the policy function attends to and how it controls action outputs in each phase. These results suggest that neural network-based policies, which are often regarded as black boxes, can autonomously acquire interpretable phase structures and logical branching mechanisms.
Joao Manoel Herrera Pinheiro, Gabriela Do Nascimento Herrera, Alvaro Doria Dos Santos +7
Accurate taxonomic identification of parasitoid wasps within the superfamily Ichneumonoidea is essential for biodiversity assessment, ecological monitoring, and biological control programs. However, morphological similarity, small body size, and fine-grained interspecific variation make manual identification labor-intensive and expertise-dependent. This study proposes a deep learning-based framework for the automated identification of Ichneumonoidea wasps using a YOLO-based architecture integrated with High-Resolution Class Activation Mapping (HiResCAM) to enhance interpretability. The proposed system simultaneously identifies wasp families from high-resolution images. The dataset comprises 3556 high-resolution images of Hymenoptera specimens. The taxonomic distribution is primarily concentrated among the families Ichneumonidae (n = 786), Braconidae (n = 648), Apidae (n = 466), and Vespidae (n = 460). Extensive experiments were conducted using a curated dataset, with model performance evaluated through precision, recall, F1 score, and accuracy. The results demonstrate high accuracy of over 96 % and robust generalization across morphological variations. HiResCAM visualizations confirm that the model focuses on taxonomically relevant anatomical regions, such as wing venation, antennae segmentation, and metasomal structures, thereby validating the biological plausibility of the learned features. The integration of explainable AI techniques improves transparency and trustworthiness, making the system suitable for entomological research to accelerate biodiversity characterization in an under-described parasitoid superfamily.
Timo Heiß, Coco Bögel, Bernd Bischl +1
Global feature effects such as partial dependence (PD) and accumulated local effects (ALE) plots are widely used to interpret black-box models. However, they are only estimates of true underlying effects, and their reliability depends on multiple sources of error. Despite the popularity of global feature effects, these error sources are largely unexplored. In particular, the practically relevant question of whether to use training or holdout data to estimate feature effects remains unanswered. We address this gap by providing a systematic, estimator-level analysis that disentangles sources of bias and variance for PD and ALE. To this end, we derive a mean-squared-error decomposition that separates model bias, estimation bias, model variance, and estimation variance, and analyze their dependence on model characteristics, data selection, and sample size. We validate our theoretical findings through an extensive simulation study across multiple data-generating processes, learners, estimation strategies (training data, validation data, and cross-validation), and sample sizes. Our results reveal that, while using holdout data is theoretically the cleanest, potential biases arising from the training data are empirically negligible and dominated by the impact of the usually higher sample size. The estimation variance depends on both the presence of interactions and the sample size, with ALE being particularly sensitive to the latter. Cross-validation-based estimation is a promising approach that reduces the model variance component, particularly for overfitting models. Our analysis provides a principled explanation of the sources of error in feature effect estimates and offers concrete guidance on choosing estimation strategies when interpreting machine learning models.
Quan Cheng
This paper proposes and argues for a counterintuitive thesis: the truly valuable capabilities of large language models (LLMs) reside precisely in the part that cannot be fully captured by human-readable discrete rules. The core argument is a proof by contradiction via expert system equivalence: if the full capabilities of an LLM could be described by a complete set of human-readable rules, then that rule set would be functionally equivalent to an expert system; but expert systems have been historically and empirically demonstrated to be strictly weaker than LLMs; therefore, a contradiction arises -- the capabilities of LLMs that exceed those of expert systems are exactly the capabilities that cannot be rule-encoded. This thesis is further supported by the Chinese philosophical concept of Wu (sudden insight through practice), the historical failure of expert systems, and a structural mismatch between human cognitive tools and complex systems. The paper discusses implications for interpretability research, AI safety, and scientific epistemology.
Francesco Sovrano, Alberto Bacchelli
Natural language explanations produced by large language models (LLMs) are often persuasive, but not necessarily scrutable: users cannot easily verify whether the claims in an explanation are supported by evidence. In XAI, this motivates a focus on faithfulness and traceability, i.e., the extent to which an explanation's claims can be grounded in, and traced back to, an explicit source. We study these desiderata in retrieval-augmented generation (RAG) for programming education, where textbooks provide authoritative evidence. We benchmark six LLMs on 90 Stack Overflow questions grounded in three programming textbooks and quantify source faithfulness via source adherence metrics. We find that non Retrieval-Augmented Generation (RAG) models have median source adherence of 0%, while baseline RAG systems still exhibit low median adherence (22-40%, depending on the model). Motivated by Achinstein's illocutionary theory of explanation, we introduce illocutionary macro-planning as a descriptive design principle for source-faithful explanations and instantiate it with chain-of-illocution prompting (CoI), which expands a query into implicit explanatory questions that drive retrieval. Across models, CoI yields statistically significant gains (up to 63%) in source adherence, although absolute adherence remains moderate and the gains are weak or non-significant for some models. A user study with 165 retained participants (220 recruited) indicates that these gains do not harm satisfaction, relevance, or perceived correctness.
Gleilson Pedro Fernandes, Thiago Alves Rocha
Trustworthiness in artificial intelligence depends not only on what a model decides, but also on how it handles and explains cases in which a reliable decision cannot be made. In critical domains such as healthcare and finance, a reject option allows the model to abstain when evidence is insufficient, making it essential to explain why an instance is rejected in order to support informed human intervention. In these settings, explanations must not only be interpretable, but also faithful to the underlying model and computationally efficient enough to support real-time decision making. Abductive explanations guarantee fidelity, but their exact computation is known to be NP-hard for many classes of models, limiting their practical applicability. Computing \textbf{minimum-size} abductive explanations is an even more challenging problem, as it requires reasoning not only about fidelity but also about optimality. Prior work has addressed this challenge in restricted settings, including log-linear-time algorithms for computing minimum-size abductive explanations in linear models without rejection, as well as a polynomial-time method based on linear programming for computing abductive explanations, without guarantees of minimum size, for linear models with a reject option. In this work, we bridge these lines of research by computing minimum-size abductive explanations for linear models with a reject option. For accepted instances, we adapt the log-linear algorithm to efficiently compute optimal explanations. For rejected instances, we formulate a 0-1 integer linear programming problem that characterizes minimum-size abductive explanations of rejection. Although this formulation is NP-hard in theory, our experimental results show that it is consistently more efficient in practice than the linear-programming-based approach that does not guarantee minimum-size explanations.
Joseph Damouni, Wadia Tanus, Naomi Unkelos-Shpigel
Static information presentation in VR cultural heritage often causes cognitive overload or under-stimulation. We introduce a closed-loop adaptive interface that tailors content depth to real-time visitor behavior through implicit multimodal sensing. Our approach continuously monitors gaze dwell, head kinematics, and locomotion to infer engagement via a transparent rule-based classifier, which drives a Large Language Model to dynamically modulate explanation complexity without interrupting exploration. We implemented a proof-of-concept in the Berat Ethnographic Museum and conducted a preliminary evaluation (N=16) comparing adaptive versus static content. Results indicate that adaptive participants demonstrated 2-3x increases in reading engagement and exploration time while maintaining high usability (SUS = 84.3). Technical validation confirmed sub-millisecond engagement inference latency on consumer VR hardware. These preliminary findings warrant larger-scale investigation and raise questions about engagement validation, AI transparency, and generative models in heritage contexts. We present this work-in-progress to spark discussion about implicit AI-driven adaptation in immersive cultural experiences.
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