Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
4,071 papers in 1 topic
Kaivalya Rawal, Eoin Delaney, Zihao Fu +2
Explainable artificial intelligence (XAI) is concerned with producing explanations indicating the inner workings of models. For a Rashomon set of similarly performing models, explanations provide a way of disambiguating the behavior of individual models, helping select models for deployment. However explanations themselves can vary depending on the explainer used, and need to be evaluated. In the paper "Evaluating Model Explanations without Ground Truth", we proposed three principles of explanation evaluation and a new method "AXE" to evaluate the quality of feature-importance explanations. We go on to illustrate how evaluation metrics that rely on comparing model explanations against ideal ground truth explanations obscure behavioral differences within a Rashomon set. Explanation evaluation aligned with our proposed principles would highlight these differences instead, helping select models from the Rashomon set. The selection of alternate models from the Rashomon set can maintain identical predictions but mislead explainers into generating false explanations, and mislead evaluation methods into considering the false explanations to be of high quality. AXE, our proposed explanation evaluation method, can detect this adversarial fairwashing of explanations with a 100% success rate. Unlike prior explanation evaluation strategies such as those based on model sensitivity or ground truth comparison, AXE can determine when protected attributes are used to make predictions.
Chen Qian, Yimeng Wang, Yu Chen +2
Explainable AI (XAI) in high-stakes domains should help stakeholders trust and verify system outputs. Yet Chain-of-Thought methods reason before concluding, and logical gaps or hallucinations can yield conclusions that do not reliably align with their rationale. Thus, we propose "Result -> Justify", which constrains the output communication to present a conclusion before its structured justification. We introduce SEF (Structured Explainability Framework), operationalizing professional conventions (e.g., CREAC, BLUF) via six metrics for structure and grounding. Experiments across four tasks in three domains validate this approach: all six metrics correlate with correctness (r=0.20-0.42; p<0.001), and SEF achieves 83.9% accuracy (+5.3 over CoT). These results suggest structured justification can improve verifiability and may also improve reliability.
Silvia Ruiz-España, Laura Arnal, François Signol +2
The rapid adoption of complex Artificial Intelligence (AI) and Machine Learning (ML) models has led to their characterization as black boxes due to the difficulty of explaining their internal decision-making processes. This lack of transparency hinders users' ability to understand, validate and trust model behavior, particularly in high-risk applications. Although explainable AI (XAI) has made significant progress, there remains a need for versatile and effective techniques to address increasingly complex models. This work introduces Multivariate Conditional Expectation (MUCE), a model-agnostic method for local explainability designed to capture prediction changes from feature interactions. MUCE extends Individual Conditional Expectation (ICE) by exploring a multivariate grid of values in the neighborhood of a given observation at inference time, providing graphical explanations that illustrate the local evolution of model predictions. In addition, two quantitative indices, stability and uncertainty, summarize local behavior and assess model reliability. Uncertainty is further decomposed into uncertainty+ and uncertainty- to capture asymmetric effects that global measures may overlook. The proposed method is validated using XGBoost models trained on three datasets: two synthetic (2D and 3D) to evaluate behavior near decision boundaries, and one transformed real-world dataset to test adaptability to heterogeneous feature types. Results show that MUCE effectively captures complex local model behavior, while the stability and uncertainty indices provide meaningful insight into prediction confidence. MUCE, together with the ICE modification and the proposed indices, offers a practical contribution to local explainability, enabling both graphical and quantitative insights that enhance the interpretability of predictive models and support more trustworthy and transparent decision-making.
Shafiul Ajam Opee, Nafiz Fahad, Anik Sen +4
Dementia is a complex syndrome impacting cognitive and emotional functions, with Alzheimer's disease being the most common form. This study focuses on enhancing dementia prediction using machine learning (ML) techniques on patient health data. Supervised learning algorithms are applied in this study, including K-Nearest Neighbors (KNN), Quadratic Discriminant Analysis (QDA), Linear Discriminant Analysis (LDA), and Gaussian Process Classifiers. To address class imbalance and improve model performance, techniques such as Synthetic Minority Over-sampling Technique (SMOTE) and Term Frequency-Inverse Document Frequency (TF-IDF) vectorization were employed. Among the models, LDA achieved the highest testing accuracy of 98%. This study highlights the importance of model interpretability and the correlation of dementia with features such as the presence of the APOE-epsilon4 allele and chronic conditions like diabetes. This research advocates for future ML innovations, particularly in integrating explainable AI approaches, to further improve predictive capabilities in dementia care.
Mehedi Hasan Shuvo, Md. Raihan Tapader, Nur Mohammad Tamjid +3
Progressive driver behavior analytics is crucial for improving road safety and mitigating the issues caused by aggressive or inattentive driving. Previous studies have employed machine learning and deep learning techniques, which often result in low feature optimization, thereby compromising both high performance and interpretability. To fill these voids, this paper proposes a hybrid approach to driver behavior analysis that uses a 12,857-row and 18-column data set taken from Kaggle. After applying preprocessing techniques such as label encoding, random oversampling, and standard scaling, 13 machine learning algorithms were tested. The Random Forest Classifier achieved an accuracy of 95%. After deploying the LIME technique in XAI, the top 10 features with the most significant positive and negative influence on accuracy were identified, and the same algorithms were retrained. The accuracy of the Random Forest Classifier decreased slightly to 94.2%, confirming that the efficiency of the model can be improved without sacrificing performance. This hybrid model can provide a return on investment in terms of the predictive power and explainability of the driver behavior process.
Stefan Konigorski, Johannes E. Vedder, Babajide Alamu Owoyele +1
Large foundation models (LFMs) transform healthcare AI in prevention, diagnostics, and treatment. However, whether LFMs can provide truly personalized treatment recommendations remains an open question. Recent research has revealed multiple challenges for personalization, including the fundamental generalizability paradox: models achieving high accuracy in one clinical study perform at chance level in others, demonstrating that personalization and external validity exist in tension. This exemplifies broader contradictions in AI-driven healthcare: the privacy-performance paradox, scale-specificity paradox, and the automation-empathy paradox. As another challenge, the degree of causal understanding required for personalized recommendations, as opposed to mere predictive capacities of LFMs, remains an open question. N-of-1 trials -- crossover self-experiments and the gold standard for individual causal inference in personalized medicine -- resolve these tensions by providing within-person causal evidence while preserving privacy through local experimentation. Despite their impressive capabilities, this paper argues that LFMs cannot replace N-of-1 trials. We argue that LFMs and N-of-1 trials are complementary: LFMs excel at rapid hypothesis generation from population patterns using multimodal data, while N-of-1 trials excel at causal validation for a given individual. We propose a hybrid framework that combines the strengths of both to enable personalization and navigate the identified paradoxes: LFMs generate ranked intervention candidates with uncertainty estimates, which trigger subsequent N-of-1 trials. Clarifying the boundary between prediction and causation and explicitly addressing the paradoxical tensions are essential for responsible AI integration in personalized medicine.
Agostino Dovier, Talissa Dreossi, Andrea Formisano +1
We propose an approach to model articles of the Italian Criminal Code (ICC), using Answer Set Programming (ASP), and to semi-automatically learn legal rules from examples based on prior judicial decisions. The developed tool is intended to support legal experts during the criminal trial phase by providing reasoning and possible legal outcomes. The methodology involves analyzing and encoding articles of the ICC in ASP, including "crimes against the person" and property offenses. The resulting model is validated on a set of previous verdicts and refined as necessary. During the encoding process, contradictions may arise; these are properly handled by the system, which also generates possible decisions for new cases and provides explanations through a tool that leverages the "supportedness" of stable models. The automatic explainability offered by the tool can also be used to clarify the logic behind judicial decisions, making the decision-making process more interpretable. Furthermore, the tool integrates an inductive logic programming system for ASP, which is employed to generalize legal rules from case examples.
Sheng-Kai Chen, Yi-Ling Tsai, Chun-Chih Chang +2
Deep neural networks have accelerated inverse-kinematics (IK) inference to the point where low cost manipulators can execute complex trajectories in real time, yet the opaque nature of these models contradicts the transparency and safety requirements emerging in responsible AI regulation. This study proposes an explainability centered workflow that integrates Shapley-value attribution with physics-based obstacle avoidance evaluation for the ROBOTIS OpenManipulator-X. Building upon the original IKNet, two lightweight variants-Improved IKNet with residual connections and Focused IKNet with position-orientation decoupling are trained on a large, synthetically generated pose-joint dataset. SHAP is employed to derive both global and local importance rankings, while the InterpretML toolkit visualizes partial-dependence patterns that expose non-linear couplings between Cartesian poses and joint angles. To bridge algorithmic insight and robotic safety, each network is embedded in a simulator that subjects the arm to randomized single and multi-obstacle scenes; forward kinematics, capsule-based collision checks, and trajectory metrics quantify the relationship between attribution balance and physical clearance. Qualitative heat maps reveal that architectures distributing importance more evenly across pose dimensions tend to maintain wider safety margins without compromising positional accuracy. The combined analysis demonstrates that explainable AI(XAI) techniques can illuminate hidden failure modes, guide architectural refinements, and inform obstacle aware deployment strategies for learning based IK. The proposed methodology thus contributes a concrete path toward trustworthy, data-driven manipulation that aligns with emerging responsible-AI standards.
Ranit Debnath Akash, Ashish Kumar, Verya Monjezi +4
Fairness in algorithmic decision-making is often framed in terms of individual fairness, which requires that similar individuals receive similar outcomes. A system violates individual fairness if there exists a pair of inputs differing only in protected attributes (such as race or gender) that lead to significantly different outcomes-for example, one favorable and the other unfavorable. While this notion highlights isolated instances of unfairness, it fails to capture broader patterns of systematic or clustered discrimination that may affect entire subgroups. We introduce and motivate the concept of discrimination clustering, a generalization of individual fairness violations. Rather than detecting single counterfactual disparities, we seek to uncover regions of the input space where small perturbations in protected features lead to k-significantly distinct clusters of outcomes. That is, for a given input, we identify a local neighborhood-differing only in protected attributes-whose members' outputs separate into many distinct clusters. These clusters reveal significant arbitrariness in treatment solely based on protected attributes that help expose patterns of algorithmic bias that elude pairwise fairness checks. We present HyFair, a hybrid technique that combines formal symbolic analysis (via SMT and MILP solvers) to certify individual fairness with randomized search to discover discriminatory clusters. This combination enables both formal guarantees-when no counterexamples exist-and the detection of severe violations that are computationally challenging for symbolic methods alone. Given a set of inputs exhibiting high k-unfairness, we introduce a novel explanation method to generate interpretable, decision-tree-style artifacts. Our experiments demonstrate that HyFair outperforms state-of-the-art fairness verification and local explanation methods.
Israk Hasan Jone, D. M. Rafiun Bin Masud, Promit Sarker +3
Shrimp is one of the most widely consumed aquatic species globally, valued for both its nutritional content and economic importance. Shrimp farming represents a significant source of income in many regions; however, like other forms of aquaculture, it is severely impacted by disease outbreaks. These diseases pose a major challenge to sustainable shrimp production. To address this issue, automated disease classification methods can offer timely and accurate detection. This research proposes a deep learning-based approach for the automated classification of shrimp diseases. A dataset comprising 1,149 images across four disease classes was utilized. Six pretrained deep learning models, ResNet50, EfficientNet, DenseNet201, MobileNet, ConvNeXt-Tiny, and Xception were deployed and evaluated for performance. The images background was removed, followed by standardized preprocessing through the Keras image pipeline. Fast Gradient Sign Method (FGSM) was used for enhancing the model robustness through adversarial training. While advanced augmentation strategies, including CutMix and MixUp, were implemented to mitigate overfitting and improve generalization. To support interpretability, and to visualize regions of model attention, post-hoc explanation methods such as Grad-CAM, Grad-CAM++, and XGrad-CAM were applied. Exploratory results demonstrated that ConvNeXt-Tiny achieved the highest performance, attaining a 96.88% accuracy on the test dataset. After 1000 iterations, the 99% confidence interval for the model is [0.953,0.971].
Md Assaduzzaman, Nushrat Jahan Oyshi, Eram Mahamud
The accurate classification of gastrointestinal diseases from endoscopic and histopathological imagery remains a significant challenge in medical diagnostics, mainly due to the vast data volume and subtle variation in inter-class visuals. This study presents a hybrid dual-stream deep learning framework built on teacher-student knowledge distillation, where a high-capacity teacher model integrates the global contextual reasoning of a Swin Transformer with the local fine-grained feature extraction of a Vision Transformer. The student network was implemented as a compact Tiny-ViT structure that inherits the teacher's semantic and morphological knowledge via soft-label distillation, achieving a balance between efficiency and diagnostic accuracy. Two carefully curated Wireless Capsule Endoscopy datasets, encompassing major GI disease classes, were employed to ensure balanced representation and prevent inter-sample bias. The proposed framework achieved remarkable performance with accuracies of 0.9978 and 0.9928 on Dataset 1 and Dataset 2 respectively, and an average AUC of 1.0000, signifying near-perfect discriminative capability. Interpretability analyses using Grad-CAM, LIME, and Score-CAM confirmed that the model's predictions were grounded in clinically significant tissue regions and pathologically relevant morphological cues, validating the framework's transparency and reliability. The Tiny-ViT demonstrated diagnostic performance with reduced computational complexity comparable to its transformer-based teacher while delivering faster inference, making it suitable for resource-constrained clinical environments. Overall, the proposed framework provides a robust, interpretable, and scalable solution for AI-assisted GI disease diagnosis, paving the way toward future intelligent endoscopic screening that is compatible with clinical practicality.
Moncef Garouani, Ayah Barhrhouj
Hyperparameters tuning is a fundamental, yet computationally expensive, step in optimizing machine learning models. Beyond optimization, understanding the relative importance and interaction of hyperparameters is critical to efficient model development. In this paper, we introduce MetaSHAP, a scalable semi-automated eXplainable AI (XAI) method, that uses meta-learning and Shapley values analysis to provide actionable and dataset-aware tuning insights. MetaSHAP operates over a vast benchmark of over 09 millions evaluated machine learning pipelines, allowing it to produce interpretable importance scores and actionable tuning insights that reveal how much each hyperparameter matters, how it interacts with others and in which value ranges its influence is concentrated. For a given algorithm and dataset, MetaSHAP learns a surrogate performance model from historical configurations, computes hyperparameters interactions using SHAP-based analysis, and derives interpretable tuning ranges from the most influential hyperparameters. This allows practitioners not only to prioritize which hyperparameters to tune, but also to understand their directionality and interactions. We empirically validate MetaSHAP on a diverse benchmark of 164 classification datasets and 14 classifiers, demonstrating that it produces reliable importance rankings and competitive performance when used to guide Bayesian optimization.
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