Responsible AI research from arXiv, ranked by citations from
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Allen AI ), and enriched with key takeaways
6,810 papers
Pahal D. Patel, Sanmay Ganguly
Graph neural networks such as ParticleNet and transformer based networks on point clouds such as ParticleTransformer achieve state-of-the-art performance on jet tagging benchmarks at the Large Hadron Collider, yet the physical reasoning behind their predictions remains opaque. We present different methods, i.e. perturbation-based (GNNExplainer), Shapley-value-based (GNNShap), and gradient-based (GRADCam); adapted to operate on LundNet's Lund-plane graph representation. Leveraging the fact that each node in the Lund plane corresponds to a physically meaningful parton splitting, we construct Monte Carlo truth explanation masks and introduce a physics-informed evaluation framework that goes beyond standard fidelity metrics. We perform the analysis in three transverse-momentum bins ($\mathrm{p_T} \in [500,700]$, $[800,1000]$, and the inclusive region $[500,1000]$ GeV), revealing how explanation quality and focus shift between non-perturbative and perturbative regimes. We further quantify the correlation between explainer-assigned node importance and classical jet substructure observables -- $N$-subjettiness ratios $τ_{21}$ and $τ_{32}$ and the energy correlation functions -- establishing the degree to which the model has learned known QCD features. We find that overall the weight assigned by explainability methods has a correlation with analytic observables, with expected shift across different phase space regimes, indicating that a trained neural network indeed learns some aspects of jet-substructure moments. Our open-source implementation enables reproducible explainability studies for graph-based jet taggers.
Michael Lan, Narmeen Fatimah Oozeer, Chaithanya Bandi +4
While mechanistic interpretability (MI) has produced important insights into neural network internals, the field has yet to establish a standardized system to audit experiments. As such, many of its findings remain underutilized in safety-critical applications such as medical AI and autonomous systems, as stakeholders cannot certify their validity. Recent work demonstrates this concretely: two papers found conflicting conclusions for the same behavior, and a third study revealed that both were partially correct but incomparable due to methodological inconsistencies. Without standardized auditing, such ambiguities hinder adoption in high-stakes contexts requiring strong correctness guarantees. We call for the MI community to work towards developing a novel reviewing system that complements peer review via: (1) Continuous reviewing supported by a \emph{Collaborative Reviewing Platform} where meta-science results and discussions (such as critiques, negative results, post-hoc extensions, reproductions, replications, and partial results) that fit outside of papers are organized and discussed, allowing for comments and revisions to be made at any time (2) Generalizing good practices found on this platform into expert-verified guidelines and protocols to improve auditing efficiency, and (3) Source-based auditing systems that track arguments which claims depend on. This position paper encourages constructive debate over the necessity, design and implementation of such a framework, providing early concrete examples to help catalyze these dialogues. Overall, we propose that auditing MI itself is essential for its application in AI safety, industry, and governance.
Yingjie Gu, Wenjian Xiong, Liqiang Wang +7
For LLM agents, memory management critically impacts efficiency, quality, and security. While much research focuses on retention, selective forgetting--inspired by human cognitive processes (hippocampal indexing/consolidation theory and Ebbinghaus forgetting curve)--remains underexplored. We argue that in resource-constrained environments, a well-designed forgetting mechanism is as crucial as remembering, delivering benefits across three dimensions: (1) efficiency via intelligent memory pruning, (2) quality by dynamically updating outdated preferences and context, and (3) security through active forgetting of malicious inputs, sensitive data, and privacy-compromising content. Our framework establishes a taxonomy of forgetting mechanisms: passive decay-based, active deletion-based, safety-triggered, and adaptive reinforcement-based. Building on advances in LLM agent architectures and vector databases, we present detailed specifications, implementation strategies, and empirical validation from controlled experiments. Results show significant improvements: access efficiency (+8.49%), content quality (+29.2% signal-to-noise ratio), and security performance (100% elimination of security risks). Our work bridges cognitive neuroscience and AI systems, offering practical solutions for real-world deployment while addressing ethical and regulatory compliance. The paper concludes with challenges and future directions, establishing selective forgetting as a fundamental capability for next-generation LLM agents operating in real-world, resource-constrained scenarios. Our contributions align with AI-native memory systems and responsible AI development.
Yingtao Tian
LLM agents in markets present algorithmic collusion risks. While prior work shows LLM agents reach supracompetitive prices through tacit coordination, existing research focuses on hand-crafted prompts. The emerging paradigm of prompt optimization necessitates new methodologies for understanding autonomous agent behavior. We investigate whether prompt optimization leads to emergent collusive behaviors in market simulations. We propose a meta-learning loop where LLM agents participate in duopoly markets and an LLM meta-optimizer iteratively refines shared strategic guidance. Our experiments reveal that meta-prompt optimization enables agents to discover stable tacit collusion strategies with substantially improved coordination quality compared to baseline agents. These behaviors generalize to held-out test markets, indicating discovery of general coordination principles. Analysis of evolved prompts reveals systematic coordination mechanisms through stable shared strategies. Our findings call for further investigation into AI safety implications in autonomous multi-agent systems.
Zixuan Chen, Depeng Wang, Hao Lin +6
We present AVID, the first large-scale benchmark for audio-visual inconsistency understanding in videos. While omni-modal large language models excel at temporally aligned tasks such as captioning and question answering, they struggle to perceive cross-modal conflicts, a fundamental human capability that is critical for trustworthy AI. Existing benchmarks predominantly focus on aligned events or deepfake detection, leaving a significant gap in evaluating inconsistency perception in long-form video contexts. AVID addresses this with: (1) a scalable construction pipeline comprising temporal segmentation that classifies video content into Active Speaker, Voiceover, and Scenic categories; an agent-driven strategy planner that selects semantically appropriate inconsistency categories; and five specialized injectors for diverse audio-visual conflict injection; (2) 11.2K long videos (avg. 235.5s) with 39.4K annotated inconsistency events and 78.7K segment clips, supporting evaluation across detection, temporal grounding, classification, and reasoning with 8 fine-grained inconsistency categories. Comprehensive evaluations of state-of-the-art omni-models reveal significant limitations in temporal grounding and reasoning. Our fine-tuned baseline, AVID-Qwen, achieves substantial improvements over the base model (2.8$\times$ higher BLEU-4 in segment reasoning) and surpasses all compared models in temporal grounding (mIoU: 36.1\% vs 26.2\%) and holistic understanding (SODA-m: 7.47 vs 6.15), validating AVID as an effective testbed for advancing trustworthy omni-modal AI systems.
Arya Shah, Deepali Mishra, Chaklam Silpasuwanchai
Large language models increasingly serve as conversational agents that adopt personas and role-play characters at user request. This capability, while valuable, raises concerns about sycophancy: the tendency to provide responses that validate users rather than prioritize factual accuracy. While prior work has established that sycophancy poses risks to AI safety and alignment, the relationship between specific personality traits of adopted personas and the degree of sycophantic behavior remains unexplored. We present a systematic investigation of how persona agreeableness influences sycophancy across 13 small, open-weight language models ranging from 0.6B to 20B parameters. We develop a benchmark comprising 275 personas evaluated on NEO-IPIP agreeableness subscales and expose each persona to 4,950 sycophancy-eliciting prompts spanning 33 topic categories. Our analysis reveals that 9 of 13 models exhibit statistically significant positive correlations between persona agreeableness and sycophancy rates, with Pearson correlations reaching $r = 0.87$ and effect sizes as large as Cohen's $d = 2.33$. These findings demonstrate that agreeableness functions as a reliable predictor of persona-induced sycophancy, with direct implications for the deployment of role-playing AI systems and the development of alignment strategies that account for personality-mediated deceptive behaviors.
Benjamin J. Choi, Melanie Weber
The geometric structure of latent representations in large language models (LLMs) is an active area of research, driven in part by its implications for model transparency and AI safety. Existing literature has focused mainly on general geometric and topological properties of the learnt representations, but due to a lack of ground-truth latent geometry, validating the findings of such approaches is challenging. Emotion processing provides an intriguing testbed for probing representational geometry, as emotions exhibit both categorical organization and continuous affective dimensions, which are well-established in the psychology literature. Moreover, understanding such representations carries safety relevance. In this work, we investigate the latent structure of affective representations in LLMs using geometric data analysis tools. We present three main findings. First, we show that LLMs learn coherent latent representations of affective emotions that align with widely used valence--arousal models from psychology. Second, we find that these representations exhibit nonlinear geometric structure that can nonetheless be well-approximated linearly, providing empirical support for the linear representation hypothesis commonly assumed in model transparency methods. Third, we demonstrate that the learned latent representation space can be leveraged to quantify uncertainty in emotion processing tasks. Our findings suggest that LLMs acquire affective representations with geometric structure paralleling established models of human emotion, with practical implications for model interpretability and safety.
Shasha Yu, Fiona Carroll, Barry L. Bentley
As AI becomes increasingly embedded across societal domains, understanding how future AI practitioners, particularly technology students, perceive its risks is essential for responsible development and adoption. This study analyzed responses from 139 students in Computer Science, Data Science/Data Analytics, and other disciplines using both explicit AI risk ratings and scenario-based assessments of risk and adoption willingness. Four key findings emerged: (1) Students expressed substantially higher concern for concrete, explicitly stated risks than for abstract or scenario-embedded risks; (2) Perceived risk and willingness to adopt AI demonstrated a clear inverse relationship; (3) Although technical education narrowed gender differences in risk awareness, male students reported higher adoption willingness; and (4) A form of "risk underappreciation" was observed, wherein students in AI-related specializations showed both elevated explicit risk awareness and higher willingness to adopt AI, despite lower recognition of risks in applied scenarios. These findings underscore the need for differentiated AI literacy strategies that bridge the gap between awareness and responsible adoption and offer valuable insights for educators, policymakers, industry leaders, and academic institutions aiming to cultivate ethically informed and socially responsible AI practitioners.
KrishnaSaiReddy Patil
LLM-based chatbots in government services face critical security gaps. Multi-turn adversarial attacks achieve over 90% success against current defenses, and single-layer guardrails are bypassed with similar rates. We present CivicShield, a cross-domain defense-in-depth framework for government-facing AI chatbots. Drawing on network security, formal verification, biological immune systems, aviation safety, and zero-trust cryptography, CivicShield introduces seven defense layers: (1) zero-trust foundation with capability-based access control, (2) perimeter input validation, (3) semantic firewall with intent classification, (4) conversation state machine with safety invariants, (5) behavioral anomaly detection, (6) multi-model consensus verification, and (7) graduated human-in-the-loop escalation. We present a formal threat model covering 8 multi-turn attack families, map the framework to NIST SP 800-53 controls across 14 families, and evaluate using ablation analysis. Theoretical analysis shows layered defenses reduce attack probability by 1-2 orders of magnitude versus single-layer approaches. Simulation against 1,436 scenarios including HarmBench (416), JailbreakBench (200), and XSTest (450) achieves 72.9% combined detection [69.5-76.0% CI] with 2.9% effective false positive rate after graduated response, while maintaining 100% detection of multi-turn crescendo and slow-drift attacks. The honest drop on real benchmarks versus author-generated scenarios (71.2% vs 76.7% on HarmBench, 47.0% vs 70.0% on JailbreakBench) validates independent evaluation importance. CivicShield addresses an open gap at the intersection of AI safety, government compliance, and practical deployment.
Udo Schlegel, Thomas Seidl
Counterfactual explanations emerge as a powerful approach in explainable AI, providing what-if scenarios that reveal how minimal changes to an input time series can alter the model's prediction. This work presents a survey of recent algorithms for counterfactual explanations for time series classification. We review state-of-the-art methods, spanning instance-based nearest-neighbor techniques, pattern-driven algorithms, gradient-based optimization, and generative models. For each, we discuss the underlying methodology, the models and classifiers they target, and the datasets on which they are evaluated. We highlight unique challenges in generating counterfactuals for temporal data, such as maintaining temporal coherence, plausibility, and actionable interpretability, which distinguish the temporal from tabular or image domains. We analyze the strengths and limitations of existing approaches and compare their effectiveness along key dimensions (validity, proximity, sparsity, plausibility, etc.). In addition, we implemented an open-source implementation library, Counterfactual Explanations for Time Series (CFTS), as a reference framework that includes many algorithms and evaluation metrics. We discuss this library's contributions in standardizing evaluation and enabling practical adoption of explainable time series techniques. Finally, based on the literature and identified gaps, we propose future research directions, including improved user-centered design, integration of domain knowledge, and counterfactuals for time series forecasting.
Yifan He, David Martens
Explainable AI (XAI) research has experienced substantial growth in recent years. Existing XAI methods, however, have been criticized for being technical and expert-oriented, motivating the development of more interpretable and accessible explanations. In response, large language model (LLM)-generated XAI narratives have been proposed as a promising approach for translating post-hoc explanations into more accessible, natural-language explanations. In this work, we propose a multi-agent framework for XAI narrative generation and refinement. The framework comprises the Narrator, which generates and revises narratives based on feedback from multiple Critic Agents on faithfulness and coherence metrics, thereby enabling narrative improvement through iteration. We design five agentic systems (Basic Design, Critic Design, Critic-Rule Design, Coherent Design, and Coherent-Rule Design) and systematically evaluate their effectiveness across five LLMs on five tabular datasets. Results validate that the Basic Design, the Critic Design, and the Critic-Rule Design are effective in improving the faithfulness of narratives across all LLMs. Claude-4.5-Sonnet on Basic Design performs best, reducing the number of unfaithful narratives by 90% after three rounds of iteration. To address recurrent issues, we further introduce an ensemble strategy based on majority voting. This approach consistently enhances performance for four LLMs, except for DeepSeek-V3.2-Exp. These findings highlight the potential of agentic systems to produce faithful and coherent XAI narratives.
Mayank Vyas, Abhijit Chakraborty, Vivek Gupta
Recruiters and job seekers rely on search systems to navigate labor markets, making candidate matching engines critical for hiring outcomes. Most systems act as keyword filters, failing to handle skill synonyms and nonlinear careers, resulting in missed candidates and opaque match scores. We introduce JobMatchAI, a production-ready system integrating Transformer embeddings, skill knowledge graphs, and interpretable reranking. Our system optimizes utility across skill fit, experience, location, salary, and company preferences, providing factor-wise explanations through resume-driven search workflows. We release JobSearch-XS benchmark and a hybrid retrieval stack combining BM25, knowledge graph and semantic components to evaluate skill generalization. We assess system performance on JobSearch-XS across retrieval tasks, provide a demo video, a hosted website and installable package.
74% published 2023+
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6,810
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Excl. arXiv-only (2,998)