Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Anders Gjølbye, Stefan Haufe, Lars Kai Hansen
Suppressor variables can influence model predictions without being dependent on the target outcome, and they pose a significant challenge for Explainable AI (XAI) methods. These variables may cause false-positive feature attributions, undermining the utility of explanations. Although effective remedies exist for linear models, their extension to non-linear models and instance-based explanations has remained limited. We introduce PatternLocal, a novel XAI technique that addresses this gap. PatternLocal begins with a locally linear surrogate, e.g., LIME, KernelSHAP, or gradient-based methods, and transforms the resulting discriminative model weights into a generative representation, thereby suppressing the influence of suppressor variables while preserving local fidelity. In extensive hyperparameter optimization on the XAI-TRIS benchmark, PatternLocal consistently outperformed other XAI methods and reduced false-positive attributions when explaining non-linear tasks, thereby enabling more reliable and actionable insights. We further evaluate PatternLocal on an EEG motor imagery dataset, demonstrating physiologically plausible explanations.
Sadman Sakib Alif, Nasim Anzum Promise, Fiaz Al Abid +1
Lung cancer is a leading cause of cancer-related deaths globally, where early detection and accurate diagnosis are critical for improving survival rates. While deep learning, particularly convolutional neural networks (CNNs), has revolutionized medical image analysis by detecting subtle patterns indicative of early-stage lung cancer, its adoption faces challenges. These models are often computationally expensive and require significant resources, making them unsuitable for resource constrained environments. Additionally, their lack of transparency hinders trust and broader adoption in sensitive fields like healthcare. Knowledge distillation addresses these challenges by transferring knowledge from large, complex models (teachers) to smaller, lightweight models (students). We propose a knowledge distillation-based approach for lung cancer detection, incorporating explainable AI (XAI) techniques to enhance model transparency. Eight CNNs, including ResNet50, EfficientNetB0, EfficientNetB3, and VGG16, are evaluated as teacher models. We developed and trained a lightweight student model, Distilled Custom Student Network (DCSNet) using ResNet50 as the teacher. This approach not only ensures high diagnostic performance in resource-constrained settings but also addresses transparency concerns, facilitating the adoption of AI-driven diagnostic tools in healthcare.
Evžen Wybitul
AI safety systems face the dual-use dilemma. It is unclear whether to answer dual-use requests, since the same query could be either harmless or harmful depending on who made it and why. To make better decisions, such systems would need to examine requests' real-world context, but currently, they lack access to this information. Instead, they sometimes end up making arbitrary choices that result in refusing legitimate queries and allowing harmful ones, which hurts both utility and safety. To address this, we propose a conceptual framework based on access controls where only verified users can access dual-use outputs. We describe the framework's components, analyse its feasibility, and explain how it addresses both over-refusals and under-refusals. While only a high-level proposal, our work takes the first step toward giving model providers more granular tools for managing dual-use content. Such tools would enable users to access more capabilities without sacrificing safety, and offer regulators new options for targeted policies.
Amy Rafferty, Rishi Ramaesh, Ajitha Rajan
Deep learning models have shown promise in lung pathology detection from chest X-rays, but widespread clinical adoption remains limited due to opaque model decision-making. In prior work, we introduced ClinicXAI, a human-centric, expert-guided concept bottleneck model (CBM) designed for interpretable lung cancer diagnosis. We now extend that approach and present XpertXAI, a generalizable expert-driven model that preserves human-interpretable clinical concepts while scaling to detect multiple lung pathologies. Using a high-performing InceptionV3-based classifier and a public dataset of chest X-rays with radiology reports, we compare XpertXAI against leading post-hoc explainability methods and an unsupervised CBM, XCBs. We assess explanations through comparison with expert radiologist annotations and medical ground truth. Although XpertXAI is trained for multiple pathologies, our expert validation focuses on lung cancer. We find that existing techniques frequently fail to produce clinically meaningful explanations, omitting key diagnostic features and disagreeing with radiologist judgments. XpertXAI not only outperforms these baselines in predictive accuracy but also delivers concept-level explanations that better align with expert reasoning. While our focus remains on explainability in lung cancer detection, this work illustrates how human-centric model design can be effectively extended to broader diagnostic contexts - offering a scalable path toward clinically meaningful explainable AI in medical diagnostics.
Saad Siddiqui, Lujain Ibrahim, Kristy Loke +5
Cooperation between the United States and China, the world's leading artificial intelligence (AI) powers, is crucial for effective global AI governance and responsible AI development. Although geopolitical tensions have emphasized areas of conflict, in this work, we identify potential common ground for productive dialogue by conducting a systematic analysis of more than 40 primary AI policy and corporate governance documents from both nations. Specifically, using an adapted version of the AI Governance and Regulatory Archive (AGORA) - a comprehensive repository of global AI governance documents - we analyze these materials in their original languages to identify areas of convergence in (1) sociotechnical risk perception and (2) governance approaches. We find strong and moderate overlap in several areas such as on concerns about algorithmic transparency, system reliability, agreement on the importance of inclusive multi-stakeholder engagement, and AI's role in enhancing safety. These findings suggest that despite strategic competition, there exist concrete opportunities for bilateral U.S.-China cooperation in the development of responsible AI. Thus, we present recommendations for furthering diplomatic dialogues that can facilitate such cooperation. Our analysis contributes to understanding how different international governance frameworks might be harmonized to promote global responsible AI development.
Dima Alattal, Asal Khoshravan Azar, Puja Myles +3
There is a growing demand for the use of Artificial Intelligence (AI) and Machine Learning (ML) in healthcare, particularly as clinical decision support systems to assist medical professionals. However, the complexity of many of these models, often referred to as black box models, raises concerns about their safe integration into clinical settings as it is difficult to understand how they arrived at their predictions. This paper discusses insights and recommendations derived from an expert working group convened by the UK Medicine and Healthcare products Regulatory Agency (MHRA). The group consisted of healthcare professionals, regulators, and data scientists, with a primary focus on evaluating the outputs from different AI algorithms in clinical decision-making contexts. Additionally, the group evaluated findings from a pilot study investigating clinicians' behaviour and interaction with AI methods during clinical diagnosis. Incorporating AI methods is crucial for ensuring the safety and trustworthiness of medical AI devices in clinical settings. Adequate training for stakeholders is essential to address potential issues, and further insights and recommendations for safely adopting AI systems in healthcare settings are provided.
Alexis Carrillo, Simon Friedrich Roske, Rebeca Ianov-Vitanov +3
We introduce a network-based AI framework for predicting dimensions of psychopathology in adolescents using natural language. We focused on data capturing psychometric scores of social maladjustment, internalizing behaviors, and neurodevelopmental risk, assessed in 232 adolescents from the Healthy Brain Network. This dataset included structured interviews in which adolescents discussed a common emotion-inducing topic. To model conceptual associations within these interviews, we applied textual forma mentis networks (TFMNs)-a cognitive/AI approach integrating syntactic, semantic, and emotional word-word associations in language. From TFMNs, we extracted network features (semantic/syntactic structure) and emotional profiles to serve as predictors of latent psychopathology factor scores. Using Random Forest and XGBoost regression models, we found significant associations between language-derived features and clinical scores: social maladjustment (r = 0.37, p < .01), specific internalizing behaviors (r = 0.33, p < .05), and neurodevelopmental risk (r = 0.34, p < .05). Explainable AI analysis using SHAP values revealed that higher modularity and a pronounced core-periphery network structure-reflecting clustered conceptual organization in language-predicted increased social maladjustment. Internalizing scores were positively associated with higher betweenness centrality and stronger expressions of disgust, suggesting a linguistic signature of rumination. In contrast, neurodevelopmental risk was inversely related to local efficiency in syntactic/semantic networks, indicating disrupted conceptual integration. These findings demonstrated the potential of cognitive network approaches to capture meaningful links between psychopathology and language use in adolescents.
Matteo Ceschin, Leonardo Arrighi, Luca Longo +1
The need to explain predictive models is well-established in modern machine learning. However, beyond model interpretability, understanding pre-processing methods is equally essential. Understanding how data modifications impact model performance improvements and potential biases and promoting a reliable pipeline is mandatory for developing robust machine learning solutions. Isolation Forest (iForest) is a widely used technique for outlier detection that performs well. Its effectiveness increases with the number of tree-based learners. However, this also complicates the explanation of outlier selection and the decision boundaries for inliers. This research introduces a novel Explainable AI (XAI) method, tackling the problem of global explainability. In detail, it aims to offer a global explanation for outlier detection to address its opaque nature. Our approach is based on the Decision Predicate Graph (DPG), which clarifies the logic of ensemble methods and provides both insights and a graph-based metric to explain how samples are identified as outliers using the proposed Inlier-Outlier Propagation Score (IOP-Score). Our proposal enhances iForest's explainability and provides a comprehensive view of the decision-making process, detailing which features contribute to outlier identification and how the model utilizes them. This method advances the state-of-the-art by providing insights into decision boundaries and a comprehensive view of holistic feature usage in outlier identification. -- thus promoting a fully explainable machine learning pipeline.
Jacqueline Harding, Cameron Domenico Kirk-Giannini
The field of AI safety seeks to prevent or reduce the harms caused by AI systems. A simple and appealing account of what is distinctive of AI safety as a field holds that this feature is constitutive: a research project falls within the purview of AI safety just in case it aims to prevent or reduce the harms caused by AI systems. Call this appealingly simple account The Safety Conception of AI safety. Despite its simplicity and appeal, we argue that The Safety Conception is in tension with at least two trends in the ways AI safety researchers and organizations think and talk about AI safety: first, a tendency to characterize the goal of AI safety research in terms of catastrophic risks from future systems; second, the increasingly popular idea that AI safety can be thought of as a branch of safety engineering. Adopting the methodology of conceptual engineering, we argue that these trends are unfortunate: when we consider what concept of AI safety it would be best to have, there are compelling reasons to think that The Safety Conception is the answer. Descriptively, The Safety Conception allows us to see how work on topics that have historically been treated as central to the field of AI safety is continuous with work on topics that have historically been treated as more marginal, like bias, misinformation, and privacy. Normatively, taking The Safety Conception seriously means approaching all efforts to prevent or mitigate harms from AI systems based on their merits rather than drawing arbitrary distinctions between them.
Kevin Baum
Recent advances in AI research make it increasingly plausible that artificial agents with consequential real-world impact will soon operate beyond tightly controlled environments. Ensuring that these agents are not only safe but that they adhere to broader normative expectations is thus an urgent interdisciplinary challenge. Multiple fields -- notably AI Safety, AI Alignment, and Machine Ethics -- claim to contribute to this task. However, the conceptual boundaries and interrelations among these domains remain vague, leaving researchers without clear guidance in positioning their work. To address this meta-challenge, we develop a structured conceptual framework for understanding AI alignment. Rather than focusing solely on alignment goals, we introduce a taxonomy distinguishing the alignment aim (safety, ethicality, legality, etc.), scope (outcome vs. execution), and constituency (individual vs. collective). This structural approach reveals multiple legitimate alignment configurations, providing a foundation for practical and philosophical integration across domains, and clarifying what it might mean for an agent to be aligned all-things-considered.
Jan Kapar, Niklas Koenen, Martin Jullum
Evaluating synthetic tabular data is challenging, since they can differ from the real data in so many ways. There exist numerous metrics of synthetic data quality, ranging from statistical distances to predictive performance, often providing conflicting results. Moreover, they fail to explain or pinpoint the specific weaknesses in the synthetic data. To address this, we apply explainable AI (XAI) techniques to a binary detection classifier trained to distinguish real from synthetic data. While the classifier identifies distributional differences, XAI concepts such as feature importance and feature effects, analyzed through methods like permutation feature importance, partial dependence plots, Shapley values and counterfactual explanations, reveal why synthetic data are distinguishable, highlighting inconsistencies, unrealistic dependencies, or missing patterns. This interpretability increases transparency in synthetic data evaluation and provides deeper insights beyond conventional metrics, helping diagnose and improve synthetic data quality. We apply our approach to two tabular datasets and generative models, showing that it uncovers issues overlooked by standard evaluation techniques.
Omid Veisi, Sasan Bahrami, Roman Englert +1
Using LLMs in healthcare, Computer-Supported Cooperative Work, and Social Computing requires the examination of ethical and social norms to ensure safe incorporation into human life. We conducted a mixed-method study, including an online survey with 111 participants and an interview study with 38 experts, to investigate the AI ethics and social norms in ChatGPT as everyday life tools. This study aims to evaluate whether ChatGPT in an empirical context operates following ethics and social norms, which is critical for understanding actions in industrial and academic research and achieving machine ethics. The findings of this study provide initial insights into six important aspects of AI ethics, including bias, trustworthiness, security, toxicology, social norms, and ethical data. Significant obstacles related to transparency and bias in unsupervised data collection methods are identified as ChatGPT's ethical concerns.
74% published 2023+
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