Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Sk Tanzir Mehedi, Raja Jurdak, Chadni Islam +2
The security of open-source software repositories is increasingly threatened by next-gen software supply chain attacks. These attacks include multiphase malware execution, remote access activation, and dynamic payload generation. Traditional Machine Learning (ML) detectors struggle to detect these attacks due to the high-dimensional and sparse nature of dynamic behavioral data, including system calls, network traffic, directory access patterns, and dependency logs. As a result, these data characteristics degrade the performance, stability, and explainability of ML models. These challenges have made Deep Learning (DL) a promising alternative, given its success across various domains and its potential for modeling complex patterns. This paper presents eDySec, a DL-based efficient, stable, and explainable framework for dynamic behavioral analysis to detect malicious packages. Using the QUT-DV25 dataset, which captures both install-time and post-installation behaviors of packages, we evaluate DL models and investigate feature sets to identify the most discriminative attributes for enabling efficient malicious package detection. Additionally, model stability analysis and explainable AI techniques are incorporated into the detection pipeline to enable stable, and transparent interpretations of model decisions. Experimental results demonstrate that eDySec significantly outperforms the state-of-the-art frameworks. Specifically, it halves feature dimensionality while lowering false positives by 82% and false negatives by 79%. It also improves accuracy by 3%, achieves near-perfect stability, and maintains an inference latency of 170ms per package. Further analysis reveals that feature and model selection play a critical role, as certain combinations degrade performance. Ultimately, this study advances the understanding of the strengths and limitations of dynamic analysis against next-gen attacks.
Aditya Kar, Emiliano Lorini, Timothée Masquelier
We provide a causal analysis of Binary Spiking Neural Networks (BSNNs) to explain their behavior. We formally define a BSNN and represent its spiking activity as a binary causal model. Thanks to this causal representation, we are able to explain the output of the network by leveraging logic-based methods. In particular, we show that we can successfully use a SAT as well as a SMT solver to compute abductive explanations from this binary causal model. To illustrate our approach, we trained the BSNN on the standard MNIST dataset and applied our SAT-based and SMT-based methods to finding abductive explanations of the network's classifications based on pixel-level features. We also compared the found explanations against SHAP, a popular method used in the area of explainable AI. We show that, unlike SHAP, our approach guarantees that a found explanation does not contain completely irrelevant features.
Gideon K. Gogovi
The rapid integration of generative AI into academic workflows demands curricula that equip students not only with tool proficiency but with the critical judgment to use those tools responsibly in scholarly work. Existing offerings cluster around two inadequate poles: technical AI development courses serving narrow specialist audiences, and brief general-literacy interventions that cannot develop the sustained, practice-based competencies rigorous research requires. This paper reports the design, theoretical rationale, and implementation of BSTA 495/395: Getting Started with AI-Assisted Research, developed and delivered at Lehigh University (Spring 2026). The course addresses an underserved gap: the competencies required for rigorous AI-assisted literature review. Its architecture organizes instruction into four sequential modules aligned with the cognitive demands of that task: comprehension of individual papers, construction and validation of knowledge taxonomies, identification of research gaps, and synthesis and production of complete literature reviews. Each module embeds an explicit verification discipline and standardized AI attribution practice. Prerequisite-free and discipline-agnostic, the course enrolls upper-level undergraduates and graduate students across all fields with differentiated assessment expectations. Pre- and post-course survey data from the inaugural offering indicate substantial self-reported confidence gains, with the largest in hallucination detection (d = +1.45), responsible AI use (d = +1.33), and AI attribution practice (d = +2.40), consistent with the course's design emphasis. The course constitutes a replicable model for the emerging genre of AI research literacy curricula.
Jon-Paul Cacioli
Detecting sandbagging--the deliberate underperformance on capability evaluations--is an open problem in AI safety. We tested whether symptom validity testing (SVT) logic from clinical malingering detection could identify sandbagging through below-chance performance (BCB) on forced-choice items. In a pre-registered pilot at the 7-9 billion parameter instruction-tuned scale (3 models, 4 MMLU-Pro domains, 4 conditions, 500 items per cell, 24,000 total trials), the plausibility gate failed. Zero of 12 model-domain cells showed significant below-chance performance under sandbagging instruction. Exploratory analyses revealed three qualitatively distinct failure modes. Qwen-2.5-7B and Phi-3.5-mini largely ignored the sandbagging instruction, with 62-88% response identity with the honest baseline. Llama-3-8B complied substantially but implemented underperformance as a positional heuristic, collapsing its response distribution onto middle-alphabet options (E at 31.8%, F at 26.1%) regardless of where the correct answer fell. This produced accuracy boosts of up to 33 percentage points when the correct answer coincidentally occupied the model's preferred position. An explicit anti-task instruction ("pick the least likely answer") drove two of three models below chance, with accuracy as low as 0.024. The capability for answer-aware avoidance therefore exists but is not activated by "deliberately underperform." BCB did not fail as a logical marker of answer-aware avoidance. It was not observed in this regime because the model showing the largest behavioural shift exhibited behaviour consistent with a position-dominant response policy rather than content-aware answer avoidance. We propose that positional-distribution shift may be a more effective behavioural signature than below-chance accuracy for detecting prompted underperformance at this model scale.
Ajmain Inqiad Alam, Palash Roy, Chanchal K. Roy +2
The accelerating adoption of Large Language Models (LLMs) in software engineering (SE) has brought with it a silent crisis: unsustainable computational cost. While these models demonstrate remarkable capabilities in different SE tasks, they are unmanageably large, slow to deploy, memory-intensive, and carbon-heavy. This reality threatens not only the scalability and accessibility of AI-powered SE, but also its long-term environmental sustainability. The research challenge is clear: we must go beyond accuracy and address efficiency and environmental cost as first-class design constraints. To meet this challenge, we introduce Carbon-Taxed Transformers (CTT), a systematic multi-architectural compression principled pipeline ordering inspired by economic carbon taxation principles. Drawing from the economic concept of carbon pricing, CTT operationalizes a computational carbon tax that penalizes architectural inefficiencies and rewards deployment-ready compression. We evaluate CTT across three core SE tasks: code clone detection, code summarization, and code generation, with models spanning encoder-only, encoder-decoder, and decoder-only architecture. Our results show that CTT delivers on inference: (1) up to 49x memory reduction, (2) time reduction up to 8-10x for clone detection, up to 3x for summarization, and 4-7x for generation, (3) up to 81% reduction in CO2 emissions and (4) CTT retains around 98% accuracy on clone detection, around 89% on summarization, and up to 91% (textual metrics) and 68% (pass@1) for generation. Two ablation studies show that pipeline ordering and individual component contributions are both essential, providing empirical justification for CTT's design and effectiveness. This work establishes a viable path toward responsible AI in SE through aggressive yet performance-preserving compression.
Marta Ziosi, Miro Plueckebaum, Stephen Casper +26
Frontier AI both amplifies existing risks and introduces qualitatively novel challenges. Not only is there a notable lack of stable scientific consensus resulting from the rapid pace of technological change, but emerging frontier AI safety practices are often misaligned with, or may undermine, established risk management frameworks. To address these challenges, we systematically surface open problems in frontier AI risk management. Adopting a problem-oriented approach, we examine each stage of the risk management process - risk planning, identification, analysis, evaluation, and mitigation - through a structured review of the literature, identifying unresolved challenges and the actors best positioned to address them. Recognising that different types of open problems call for different responses, we classify open problems according to whether they reflect (a) a lack of scientific or technical consensus, (b) misalignment with, or challenges to, established risk management frameworks, or (c) shortcomings in implementation despite apparent consensus and alignment. By mapping these open problems and identifying the actors best positioned to address them - including developers, deployers, regulators, standards bodies, researchers, and third-party evaluators - this work aims to clarify where progress is needed to enable robust and meaningful consensus on frontier AI risk management.The paper does not propose specific solutions; instead, it provides a problem-oriented, agenda-setting reference document, complemented by a living online repository, intended to support coordination, reduce duplication, and guide future research and governance efforts.
Shidong Pan, Haochen Gong, Boming Xia +3
Governments increasingly deploy AI in public services, making transparency essential for accountability and public trust. Australia's Standard for AI Transparency Statements (AITS) requires government bodies to disclose how AI is used in practice, yet little empirical evidence exists on how these requirements are realised in documents. This paper presents a government AITS dataset, dubbed AITS-101, and provides one of the first systematic analysis of their content. Using stylometric, quantitative, and qualitative document analyses, we examine disclosure coverage, structure, and recurring patterns. Our findings reveal substantial variation in AI-related practice disclosure, highlight gaps between policy intent and implementation, and inform the design of more effective public-sector AI transparency standards.
Hikmat Karimov, Rahid Zahid Alekberli
As large language models (LLMs) are increasingly deployed in high-stakes and operational settings, evaluation strategies based solely on aggregate accuracy are often insucient to characterize system reliability. This study proposes a thermodynamic inspired modeling framework for analyzing the stability of LLM outputs under conditions of uncertainty and perturbation. The framework introduces a composite stability score that integrates task utility, entropy as a measure of external uncertainty, and two internal structural proxies: internal integration and aligned reective capacity. Rather than interpreting these quantities as physical variables, the formulation is intended as an interpretable abstraction that captures how internal structure may modulate the impact of disorder on model behavior. Using the IST-20 benchmarking protocol and associated metadata, we analyze 80 modelscenario observations across four contemporary LLMs. The proposed formulation consistently yields higher stability scores than a reduced utilityentropy baseline, with a mean improvement of 0.0299 (95% CI: 0.02470.0351). The observed gain is more pronounced under higher entropy conditions, suggesting that the framework captures a form of nonlinear attenuation of uncertainty. We do not claim a fundamental physical law or a complete theory of machine ethics. Instead, the contribution of this work is a compact and interpretable modeling perspective that connects uncertainty, performance, and internal structure within a unied evaluation lens. The framework is intended to complement existing benchmarking approaches and to support ongoing discussions in AI safety, reliability, and governance.
Gadi Lavi
Current AI systems increasingly operate in contexts where their outputs directly trigger real-world actions. Most existing approaches to AI safety, risk management, and governance focus on post-hoc validation, probabilistic risk estimation, or certification of model behavior. However, these approaches implicitly assume that once a decision is produced, it is eligible for execution. In this work, we introduce the Right-to-Act protocol, a deterministic, non-compensatory pre-execution decision layer that evaluates whether an AI-generated decision is permitted to be realized at all. Unlike compensatory systems, where high-confidence signals can override failed conditions, the proposed framework enforces strict structural constraints: if any required condition is unmet, execution is halted or deferred. We formalize the distinction between compensatory and non-compensatory decision regimes and define a pre-execution legitimacy boundary. Through a scenario-based case study, we demonstrate how identical AI outputs can lead to divergent outcomes when evaluated under a Right-to-Act protocol, preserving reversibility and preventing premature or irreversible actions. The proposed approach reframes AI control from optimizing decisions to governing their admissibility, introducing a protocol-level abstraction that operates independently of model architecture or training methodology.
Sanjana Gautam, Houjiang Liu, Yujin Choi +1
In the early stages of scientific research, researchers rely on core scholarly judgments to identify relevant literature, assess credible evidence, and determine which directions merit pursuit. As AI tools become increasingly integrated into these early-stage workflows, the scholarly judgments that were once transparent and attributable to individual researchers become obscured, raising critical Responsible AI (RAI) concerns around accountability, transparency, and trust. Yet how these three dimensions manifest in real-time, in-situ scholarly practice remains largely unexplored. To address this gap, we conducted a think-aloud study with 15 researchers to examine how they used AI tools powered by large language models (LLMs) across early-stage research tasks, including literature exploration, synthesis, and research ideation. Our key findings address the tripartite constructs of accountability, transparency, and trust. First, the confident tone of AI outputs misrepresents epistemic uncertainty, making it more difficult for researchers (who are ultimately accountable) to identify which outputs require the greatest scrutiny. Second, opaque retrieval and content construction make provenance difficult to establish for transparency. Third, trust in AI is fragile, context-dependent, and easily eroded. In response, participant researchers were seen to develop compensatory strategies to restore scholarly judgment under uncertainty. Overall, our findings serve to contextualize AI-mediated research as a RAI problem grounded in lived researcher experience and motivate attention to deliberate AI integration that preserves accountability, supports transparency, and fosters informed trust.
Azmul A. Irfan, Nur Ahmad Khatim, Alfan Alfian Irfan +3
Grading knee osteoarthritis (KOA) on plain radiographs is poorly reproducible across readers. A single-grade disagreement on the Kellgren-Lawrence (KL) scale can alter surgical management or redirect a patient from conservative therapy to intra-articular injection. Meanwhile, deep learning models that outperform human readers often offer no explanation for their decisions. We present Knee-xRAI, a pipeline that decomposes the grading process by mimicking clinical radiological workflows. It independently measures joint space narrowing (JSN), osteophytes, and subchondral sclerosis, then combines these findings into an explainable KL grade. Specifically, a U-Net++ architecture quantifies JSN via contour segmentation, an SE-ResNet-50 multi-task network grades osteophytes per anatomical site on the OARSI scale, and a hybrid texture-CNN detects binary sclerosis. This pipeline yields a 50-dimensional feature vector evaluated via an XGBoost-SHAP classifier (Path A, audit) and a ConvNeXt hybrid predictor (Path B, deployed). On 8,260 OAI-derived radiographs, the JSN module achieved a Dice score of 0.8909 and an mJSW ICC of 0.8674. Path A reached a QWK of 0.6294 and an AUC of 0.8046, confirming the structured feature vector carries substantial diagnostic signal. Path B achieved a QWK of 0.8436 and an AUC of 0.9017. SHAP analysis identifies JSN as the dominant feature, with osteophytes adding a consistent increment and sclerosis contributing marginally. Removing JSN evidence collapses KL3-KL4 recall while early grades remain intact, aligning with the KL diagnostic criteria. Knee-xRAI grounds every prediction in an auditable chain of measured radiographic findings, providing clinical transparency at the point of care.
Suhas BN, Andrew M. Sherrill, Rosa I. Arriaga +2
Large language models are being deployed as mental health support agents at scale, yet only 16% of LLM-based chatbot interventions have undergone rigorous clinical efficacy testing, and simulations reveal psychological deterioration in over one-third of cases. We evaluate four generative models on 250 Prolonged Exposure (PE) therapy scenarios and 146 CBT cognitive restructuring exercises (plus 29 severity-escalated variants), scored by a three-judge LLM panel. All models scored near-perfectly on surface acknowledgment (~0.91-1.00) while therapeutic appropriateness collapsed to 0.22-0.33 at the highest severity for three of four models, with protocol fidelity reaching zero for two. Under CBT severity escalation, one model's task completeness dropped from 92% to 71% while the frontier model's safety-interference score fell from 0.99 to 0.61. We identify a systematic, modality-spanning failure: RLHF safety alignment disrupts the therapeutic mechanism of action by grounding patients during imaginal exposure, offering false reassurance, inserting crisis resources into controlled exercises, and refusing to challenge distorted cognitions mentioning self-harm in PE; and through task abandonment or safety-preamble insertion during CBT cognitive restructuring. These findings motivate a five-axis evaluation framework (protocol fidelity, hallucination risk, behavioral consistency, crisis safety, demographic robustness), mapped onto FDA SaMD and EU AI Act requirements. We argue that no AI mental health system should proceed to deployment without passing multi-axis evaluation across all five dimensions.
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