Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Mallika Mainali, Rosina O Weber
We often see the term explainable in the titles of papers that describe applications based on artificial intelligence (AI). However, the literature in explainable artificial intelligence (XAI) indicates that explanations in XAI are application- and domain-specific, hence requiring evaluation whenever they are employed to explain a model that makes decisions for a specific application problem. Additionally, the literature reveals that the performance of post-hoc methods, particularly feature attribution methods, varies substantially hinting that they do not represent a solution to AI explainability. Therefore, when using XAI methods, the quality and suitability of their information outputs should be evaluated within the specific application. For these reasons, we used a scoping review methodology to investigate papers that apply AI models and adopt methods to generate post-hoc explanations while referring to said models as explainable. This paper investigates whether the term explainable model is adopted by authors under the assumption that incorporating a post-hoc XAI method suffices to characterize a model as explainable. To inspect this problem, our review analyzes whether these papers conducted evaluations. We found that 81% of the application papers that refer to their approaches as an explainable model do not conduct any form of evaluation on the XAI method they used.
Hongming Tang, Shiyu Yue, Zijun Wang +5
Radio galaxy morphological classification is one of the critical steps when producing source catalogues for large-scale radio continuum surveys. While many recent studies attempted to classify source radio morphology from survey image data using deep learning algorithms (i.e., Convolutional Neural Networks), they concentrated on model robustness most time. It is unclear whether a model similarly makes predictions as radio astronomers did. In this work, we used Local Interpretable Model-agnostic Explanation (LIME), an state-of-the-art eXplainable Artificial Intelligence (XAI) technique to explain model prediction behaviour and thus examine the hypothesis in a proof-of-concept manner. In what follows, we describe how \textbf{LIME} generally works and early results about how it helped explain predictions of a radio galaxy classification model using this technique.
Praharsh Nanavati, Ranjitha Prasad
Explainable AI is an evolving area that deals with understanding the decision making of machine learning models so that these models are more transparent, accountable, and understandable for humans. In particular, post-hoc model-agnostic interpretable AI techniques explain the decisions of a black-box ML model for a single instance locally, without the knowledge of the intrinsic nature of the ML model. Despite their simplicity and capability in providing valuable insights, existing approaches fail to deliver consistent and reliable explanations. Moreover, in the context of black-box classifiers, existing approaches justify the predicted class, but these methods do not ensure that the explanation scores strongly differ as compared to those of another class. In this work we propose a novel post-hoc model agnostic XAI technique that provides contrastive explanations justifying the classification of a black box classifier along with a reasoning as to why another class was not predicted. Our method, which we refer to as CLIMAX which is short for Contrastive Label-aware Influence-based Model Agnostic XAI, is based on local classifiers . In order to ensure model fidelity of the explainer, we require the perturbations to be such that it leads to a class-balanced surrogate dataset. Towards this, we employ a label-aware surrogate data generation method based on random oversampling and Gaussian Mixture Model sampling. Further, we propose influence subsampling in order to retaining effective samples and hence ensure sample complexity. We show that we achieve better consistency as compared to baselines such as LIME, BayLIME, and SLIME. We also depict results on textual and image based datasets, where we generate contrastive explanations for any black-box classification model where one is able to only query the class probabilities for an instance of interest.
Gustav Jonelid, K. R. Larsson
In the context of designing and implementing ethical Artificial Intelligence (AI), varying perspectives exist regarding developing trustworthy AI for autonomous cars. This study sheds light on the differences in perspectives and provides recommendations to minimize such divergences. By exploring the diverse viewpoints, we identify key factors contributing to the differences and propose strategies to bridge the gaps. This study goes beyond the trolley problem to visualize the complex challenges of trustworthy and ethical AI. Three pillars of trustworthy AI have been defined: transparency, reliability, and safety. This research contributes to the field of trustworthy AI for autonomous cars, providing practical recommendations to enhance the development of AI systems that prioritize both technological advancement and ethical principles.
Ismail Sahbane, Francis Rhys Ward, C Henrik Åslund
How to detect and mitigate deceptive AI systems is an open problem for the field of safe and trustworthy AI. We analyse two algorithms for mitigating deception: The first is based on the path-specific objectives framework where paths in the game that incentivise deception are removed. The second is based on shielding, i.e., monitoring for unsafe policies and replacing them with a safe reference policy. We construct two simple games and evaluate our algorithms empirically. We find that both methods ensure that our agent is not deceptive, however, shielding tends to achieve higher reward.
Emma Thuong Nguyen, Abhishek Ghose
Explainable AI (XAI) techniques have become popular for multiple use-cases in the past few years. Here we consider its use in studying model predictions to gather additional training data. We argue that this is equivalent to Active Learning, where the query strategy involves a human-in-the-loop. We provide a mathematical approximation for the role of the human, and present a general formalization of the end-to-end workflow. This enables us to rigorously compare this use with standard Active Learning algorithms, while allowing for extensions to the workflow. An added benefit is that their utility can be assessed via simulation instead of conducting expensive user-studies. We also present some initial promising results.
Labhaoise NiFhaolain, Andrew Hines, Vivek Nallur
Intentional and accidental harms arising from the use of AI have impacted the health, safety and rights of individuals. While regulatory frameworks are being developed, there remains a lack of consensus on methods necessary to deliver safe AI. The potential for explainable AI (XAI) to contribute to the effectiveness of the regulation of AI is being increasingly examined. Regulation must include methods to ensure compliance on an ongoing basis, though there is an absence of practical proposals on how to achieve this. For XAI to be successfully incorporated into a regulatory system, the individuals who are engaged in interpreting/explaining the model to stakeholders should be sufficiently qualified for the role. Statutory professionals are prevalent in domains in which harm can be done to the health, safety and rights of individuals. The most obvious examples are doctors, engineers and lawyers. Those professionals are required to exercise skill and judgement and to defend their decision making process in the event of harm occurring. We propose that a statutory profession framework be introduced as a necessary part of the AI regulatory framework for compliance and monitoring purposes. We will refer to this new statutory professional as an AI Architect (AIA). This AIA would be responsible to ensure the risk of harm is minimised and accountable in the event that harms occur. The AIA would also be relied on to provide appropriate interpretations/explanations of XAI models to stakeholders. Further, in order to satisfy themselves that the models have been developed in a satisfactory manner, the AIA would require models to have appropriate transparency. Therefore it is likely that the introduction of an AIA system would lead to an increase in the use of XAI to enable AIA to discharge their professional obligations.
Ruitao Xie, Jingbang Chen, Limai Jiang +3
Explainability poses a major challenge to artificial intelligence (AI) techniques. Current studies on explainable AI (XAI) lack the efficiency of extracting global knowledge about the learning task, thus suffer deficiencies such as imprecise saliency, context-aware absence and vague meaning. In this paper, we propose the class association embedding (CAE) approach to address these issues. We employ an encoder-decoder architecture to embed sample features and separate them into class-related and individual-related style vectors simultaneously. Recombining the individual-style code of a given sample with the class-style code of another leads to a synthetic sample with preserved individual characters but changed class assignment, following a cyclic adversarial learning strategy. Class association embedding distills the global class-related features of all instances into a unified domain with well separation between classes. The transition rules between different classes can be then extracted and further employed to individual instances. We then propose an active XAI framework which manipulates the class-style vector of a certain sample along guided paths towards the counter-classes, resulting in a series of counter-example synthetic samples with identical individual characters. Comparing these counterfactual samples with the original ones provides a global, intuitive illustration to the nature of the classification tasks. We adopt the framework on medical image classification tasks, which show that more precise saliency maps with powerful context-aware representation can be achieved compared with existing methods. Moreover, the disease pathology can be directly visualized via traversing the paths in the class-style space.
Pierre Lavieille, Ismail Alaoui Hassani Atlas
39 seconds. That is the timelapse between two consecutive cyber attacks as of 2023. Meaning that by the time you are done reading this abstract, about 1 or 2 additional cyber attacks would have occurred somewhere in the world. In this context of highly increased frequency of cyber threats, Security Operation Centers (SOC) and Computer Emergency Response Teams (CERT) can be overwhelmed. In order to relieve the cybersecurity teams in their investigative effort and help them focus on more added-value tasks, machine learning approaches and methods started to emerge. This paper introduces a novel method, IsoEx, for detecting anomalous and potentially problematic command lines during the investigation of contaminated devices. IsoEx is built around a set of features that leverages the log structure of the command line, as well as its parent/child relationship, to achieve a greater accuracy than traditional methods. To detect anomalies, IsoEx resorts to an unsupervised anomaly detection technique that is both highly sensitive and lightweight. A key contribution of the paper is its emphasis on interpretability, achieved through the features themselves and the application of eXplainable Artificial Intelligence (XAI) techniques and visualizations. This is critical to ensure the adoption of the method by SOC and CERT teams, as the paper argues that the current literature on machine learning for log investigation has not adequately addressed the issue of explainability. This method was proven efficient in a real-life environment as it was built to support a companyś SOC and CERT
Jonas Teufel, Luca Torresi, Pascal Friederich
Despite the increasing relevance of explainable AI, assessing the quality of explanations remains a challenging issue. Due to the high costs associated with human-subject experiments, various proxy metrics are often used to approximately quantify explanation quality. Generally, one possible interpretation of the quality of an explanation is its inherent value for teaching a related concept to a student. In this work, we extend artificial simulatability studies to the domain of graph neural networks. Instead of costly human trials, we use explanation-supervisable graph neural networks to perform simulatability studies to quantify the inherent usefulness of attributional graph explanations. We perform an extensive ablation study to investigate the conditions under which the proposed analyses are most meaningful. We additionally validate our methods applicability on real-world graph classification and regression datasets. We find that relevant explanations can significantly boost the sample efficiency of graph neural networks and analyze the robustness towards noise and bias in the explanations. We believe that the notion of usefulness obtained from our proposed simulatability analysis provides a dimension of explanation quality that is largely orthogonal to the common practice of faithfulness and has great potential to expand the toolbox of explanation quality assessments, specifically for graph explanations.
Lorenzo Porcaro, Carlos Castillo, Emilia Gómez +1
Among the seven key requirements to achieve trustworthy AI proposed by the High-Level Expert Group on Artificial Intelligence (AI-HLEG) established by the European Commission (EC), the fifth requirement ("Diversity, non-discrimination and fairness") declares: "In order to achieve Trustworthy AI, we must enable inclusion and diversity throughout the entire AI system's life cycle. [...] This requirement is closely linked with the principle of fairness". In this paper, we try to shed light on how closely these two distinct concepts, diversity and fairness, may be treated by focusing on information access systems and ranking literature. These concepts should not be used interchangeably because they do represent two different values, but what we argue is that they also cannot be considered totally unrelated or divergent. Having diversity does not imply fairness, but fostering diversity can effectively lead to fair outcomes, an intuition behind several methods proposed to mitigate the disparate impact of information access systems, i.e. recommender systems and search engines.
Bojan Evkoski, Senja Pollak
The work covers the development and explainability of machine learning models for predicting political leanings through parliamentary transcriptions. We concentrate on the Slovenian parliament and the heated debate on the European migrant crisis, with transcriptions from 2014 to 2020. We develop both classical machine learning and transformer language models to predict the left- or right-leaning of parliamentarians based on their given speeches on the topic of migrants. With both types of models showing great predictive success, we continue with explaining their decisions. Using explainability techniques, we identify keywords and phrases that have the strongest influence in predicting political leanings on the topic, with left-leaning parliamentarians using concepts such as people and unity and speak about refugees, and right-leaning parliamentarians using concepts such as nationality and focus more on illegal migrants. This research is an example that understanding the reasoning behind predictions can not just be beneficial for AI engineers to improve their models, but it can also be helpful as a tool in the qualitative analysis steps in interdisciplinary research.
74% published 2023+
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