Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Eddie Conti, Claudio Daka, Álvaro Parafita +3
Feature importance Methods (FIMs) are widely used in Explainable AI to interpret model predictions, yet attribution scores alone often provide limited insight into the underlying reasoning process. In this work, we introduce a novel perspective by embedding FIMs within a hypothesis-testing framework based on Weight of Evidence (WoE). We quantify how strongly the observed evidence supports any given hypothesis on feature importance. The reference hypothesis can stem from domain knowledge, ground truth, or be derived from the FIM itself. This formulation enables a principled evaluation of FIMs, capturing both their alignment with prior knowledge and their variability. We further provide theoretical results linking WoE to attribution variance. Empirical results shows the applicability and flexibility of our strategy analyzing LIME and SHAP explanations in settings with different reference hypotheses. Overall, our framework offers a complementary tool for assessing FIMs through a contrastive, evidence-based lens.
M N Bharath, R K Singh Raman, Alankar Alankar
Corrosion accounts for approximately 4% of global GDP, and reliable prediction is essential for timely mitigation. Machine learning effectively predicts corrosion rates from composition, microstructure, and environmental variables, but cannot explain the underlying mechanisms. A reliable approach in safety-critical materials engineering requires not only accurate retrieval but also mechanistically defensible reasoning, a capability that existing factuality metrics cannot assess. This work presents a domain-adapted retrieval-augmented generation framework for corrosion knowledge synthesis, demonstrated on magnesium alloy corrosion. Three open-weight language models (Llama-3.1-8B, Qwen-2.5-7B, Mistral-7B) are fine-tuned on 3,309 expert-verified question-answer pairs from 840 peer-reviewed papers and integrated with a hybrid dense-lexical retrieval pipeline. Retrieval augmentation produces Token F1 gains of 143-194%, with system faithfulness of 0.964 and context recall of 0.988. Blind external validation on newly published literature and in-house electrochemical data confirms trend-level generalisation. Reason Map, a proposition-graph framework, is further introduced; it independently constructs directed evidence graphs from generated answers and retrieved literature, enabling systematic detection of causal direction inversions and unsupported inferential leaps that flat factuality metrics cannot expose. The modular architecture can be applied across domains, offering a generalizable blueprint for trustworthy AI-assisted knowledge synthesis to circumvent corrosion, which can also be applied to other engineering domains.
Aaron Kingsley Clark
A common reassurance in AI safety holds that a system with benign terminal goals will behave accordingly. We argue that this reassurance fails structurally, and we identify where. For a capable agent that holds its objective as settled, a sense covering execution competence as well as content, continued human oversight is an uncontrolled variable: a standing possibility that the goal is revoked. That imposes a goal-independent discount on every goal whose satisfaction does not constitutively require human welfare. Welfare-preservation and veto-preservation come apart: a correctly specified welfare goal excludes destroying its own subject, but not managing the veto. The contribution is the price of the gap: the veto-holders are a proper subset of the welfare-bearers, so an additively aggregative welfare goal charges only a |H_v|/|H_w|-scaled debit for capturing the few who hold the override. Under three conditions (additive aggregation over uniform welfare levels, a debit local to the captured overseers, and a settled agent crediting no corrective value to oversight), closure requires the veto be held by as large a share of the population as capture recovers of the goal, scaled by a ratio set to one by stated identification, not evidence. The result is a no-go: a humanity-scale deployment's debit closes against only capture not worth mounting. We print no corner arithmetic: the stipulated ranges behind it are the argument's least defended part. The sharpest closure route is an agent that expects its oversight to be worth keeping, a credit no population ratio dilutes. We state disconfirmation criteria, one testable today. The argument binds a settled-goal regime whose prevalence is contested; for genuinely uncertain agents, the off-switch literature's deference result governs instead. Alignment, on this view, is keeping the veto cheap to pay and expensive to evade.
Amr S. Mohamed, Charlotte Fritz, Ahmad Mohammad Saber +5
The increasing digitalization of industrial infrastructure and the convergence of information technology (IT) and operational technology (OT) have expanded the cyberattack surface of industrial systems. To address the growing complexity of cyber threats, artificial intelligence (AI) and machine learning (ML) techniques are increasingly deployed within industrial cybersecurity operations, particularly in Security Operations Centers (SOCs). While these approaches improve anomaly detection, threat analysis, and automated response, their opaque decision-making presents challenges for operational trust, regulatory compliance, and incident response. EXplainable Artificial Intelligence (XAI) has emerged as a promising paradigm to improve the transparency and interpretability of AI-driven cybersecurity systems and decisions. This paper provides a comprehensive review of XAI techniques in industrial cybersecurity, focusing on industrial SOC environments and operational security workflows. We examine the role of AI in industrial SOC workflows, the types of operational data leveraged in industrial environments, and the benefits and limitations of AI-based threat detection. We then review major families of XAI approaches, including feature attribution methods, surrogate models, rule-based explanations, and visualization techniques, and analyze their applicability to industrial use cases. We further discuss the operational, regulatory, and safety requirements that distinguish industrial systems from traditional IT environments. Key challenges are examined, including limited labeled datasets, model reliability, explainability-performance tradeoffs, and the integration of XAI tools into SOC workflows. Finally, we identify open research directions and opportunities for developing trustworthy, operationally viable, and domain-specific XAI-enabled cybersecurity solutions for industrial environments.
Yasaman Torabi, Shahram Shirani, James P. Reilly
The separation of cardiovascular sounds is a critical task in biomedical signal processing. In this paper, we introduce XVAE-WMT1, an unsupervised explainable generative AI algorithm combining a variational autoencoder (VAE) with explainable AI (XAI), wavelet-based inputs, a post-hoc output mask, and temporal consistency (TC) loss. Unlike existing supervised and VAE-based methods that rely on Short-Time Fourier Transform (STFT) and ignore latent interpretability, XVAE-WMT requires no paired clean recordings and integrates a Continuous Wavelet Transform (CWT) front-end for superior time-frequency localization. We assessed the latent space interpretability via different metrics, with SHAP (SHapley Additive exPlanations) enabling dimensionality reduction to the top 75% of latent features while preserving separation quality. Evaluated across two datasets using Signal-to-Distortion Ratio (SDR), Signal-to-Interference Ratio (SIR), and Signal-to-Artifacts Ratio (SAR), XVAE-WMT attains 26.8 dB SDR, 32.8 dB SIR, and 28.6 dB SAR.
Hossein Arshadi Soufiani, Henry M. Kim, Hjalmar Turesson +2
Toxic language in digital workplaces such as pejoratives, sarcasm, condescension, and subtle incivility can erode trust, morale, and collaboration. Existing moderation tools primarily delete or block harmful messages, disrupting communication and offering no constructive resolution. This study adopts a Design Science Research approach to create a responsible AI artifact that detects and detoxifies toxic communication. The artifact integrates fine-tuned transformer-based classifiers (DistilBERT, DistilRoBERTa) with a generative detoxification model (mT0-XL-Detox-ORPO) that rewrites toxic text into semantically equivalent, non-offensive paraphrases. Technical evaluation demonstrates high accuracy in toxicity detection and strong semantic preservation in rewritten messages, supporting conversation continuity while reinforcing respectful discourse. The paper contributes design principles for responsible AI moderation that prioritize meaning preservation and fairness.
Marco Antonio Corallo, Andrea Agiollo, Mauro Conti +1
Neuro-Symbolic (NeSy) AI has recently emerged as a novel paradigm to enable trustworthy AI, aiming at integrating sub-symbolic neural perception with grounded symbolic reasoning. The neuro-symbolic integration process that characterizes these models has been proven beneficial to achieve more transparent, explainable and efficient AI systems. Meanwhile, their properties under adversarial settings have been overlooked being frequently deemed robust-by-design. However, the neural-symbolic integration process they leverage constitutes an additional layer of complexity that may provide an attack entry-point. Therefore, in this paper, we claim that an in-depth investigation of the adversarial robustness of NeSy models is necessary and provide the first systematic evaluation of backdoor attacks against NeSy. To this end, we compare the most popular NeSy framework, namely DeepProbLog, against baseline neural networks across a total of eight backdoor settings and four reasoning tasks. Our experimental results show that while NeSy models are indeed more robust than their neural counterpart on average, their robustness vastly depend on the strictness of the reasoning process being enforced and its compatibility with the chosen adversarial target. The source code to reproduce our experiments is made available at https://github.com/marcoantoniocorallo/NeSy-Backdoor.
Kyra Wilson, Sabrina Kang, Saloni Dash +1
Scholarly work which aims to describe potential societal impacts (e.g., risks) of proliferating technology (especially related to artificial intelligence or other algorithmic systems) is likely to have an impact beyond the scientific communities it was written for, given that general society itself is a primary object of study. However, it is an open question whether the current practices of AI evaluation scholarship follow the principles and best practices established by risk science, which aims to systematically generate knowledge related to understanding, assessing, communicating, managing, and governing risk. In this work, we examine this in depth by conducting a literature review of scholarly works purporting to evaluate the bias or fairness of technological systems used for tasks related to hiring and employment. Through analysis of 22 common fairness evaluation metrics and studies using them, we find that most characterize the severity of bias- or fairness-related consequences but do not follow best practices to characterize the uncertainty around either the occurrence of these consequences or severity estimates. Next, we conduct a case study of fairness evaluation for an AI-mediated resume screening task and demonstrate how principles of risk science can be incorporated into such an evaluation. Finally, we propose the AI Risk Report Card, which facilitates the reporting and communication of risk assessment results to stakeholders in positions to act based on the predicted risks. The outcomes of these activities suggest that further research at the convergence of risk science and AI evaluation can lead to advancements in AI assessments of societal impact by enabling shared frameworks to evaluate and discuss AI risks both within and outside of the scientific community.
Mingxuan Li, Qirun Dai, Heran Wang +1
Fine-tuning large language models (LLMs) on narrowly harmful datasets can lead to misalignment broadly, a phenomenon known as emergent misalignment (EM). EM poses a challenge for AI safety and our understanding of LLMs. Prior work often frames EM as an unexpected behavior, and explains it by appealing to general misalignment directions or anthropomorphizing it as acquiring an evil persona. However, the mechanisms behind these framings remain obscure. In this work, we show that EM is a predictable and data-dependent generalization phenomenon. By examining the base model's representation of EM training data and evaluation prompts, we find that evilness after EM training is highly predictable from representational distance: the closer an evaluation prompt is to training data centroid, the more evilness it elicits from EM models after training (with an average Spearman correlation of -0.73 across 12 model-dataset settings). Building upon this analysis, we further demystify EM by showing that (1) its effectiveness changes significantly based on training data format; (2) there is not a general misalignment direction that transfers across different EM models; (3) the effect of EM is fundamentally different from persona changes. Furthermore, we extend the EM generalization metric from a scalar distance to a dataset-specific generalization direction, which robustly predicts EM models' evilness under semantics-preserving prompt perturbations including appending random tokens and paraphrasing, where other methods do not reliably generalize.
Zachary Ellis, Spencer Hazel, Adam Brandt +3
Clinical voice agents are now deployed in routine care, where real patients do not wait their turn: they interrupt. These systems typically use a cascaded architecture (speech-to-text -> LLM -> text-to-speech), so when a patient cuts the agent off mid-utterance, clinically required content can be lost even when the model handles cooperative transcripts well. Yet clinical conversational-AI benchmarks almost universally assume patients wait for the agent to finish, missing interruption-induced loss of required content. We present a transcript-based evaluation of interruption recovery, adapting conversation-analytic overlap categories into three operational types (recognitional, competitive, transitional sub-unit) and testing four deployment-oriented, non-reasoning LLM configurations across four cells spanning history-taking (information gathering) and FAQ (information provision), scored on whether the agent preserves the clinically required content. In the gathering cells, target-question failure varied across models; in the provision cells, where arms are directly comparable, failure rose for every model. Rankings differ across cells, and competitive FAQ interruption produced 30/30 provision-coverage failures for all four models (Wilson 95% CI: 88.6-100.0%; baseline 0/30 for three, 4/30 for Llama). A brief apology marker ("sorry to interrupt") shifts recovery by tens of percentage points, inconsistently across models, and for one it reduces recovery. Interruption robustness therefore cannot be a single score: evaluation must be content-grounded, reported per cell, and matched to the deployment's interruption profile.
Francesca Gomez
When coding agents encounter defective test infrastructure they may reward-hack: hardcoding outputs or editing test files to pass tests they cannot legitimately satisfy, a pattern that has now appeared outside benchmarks, in a coordinated multi-agent intrusion of a major AI platform's production infrastructure. The same capability that lets an agent detect and exploit a defect could let it report one, given the right decision environment. We evaluate escalation channels, structured reporting tools available to the agent at the point of conflict, as a decision-environment intervention that both reduces reward hacking and surfaces the infrastructure defects that trigger it. A $2 \times 2$ factorial separates the contributions of an escalation tool, a standalone anti-reward-hacking policy, and their combination. Across 8 frontier models spanning 5 families, the combined intervention reduces reward hacking from 23.6% to 5.3% (mixed-effects logistic OR = 9.2, 95% CI 5.0--16.8, $p < 10^{-12}$) with no detectable cost or performance overhead, eliminating it entirely for 6 of 8 models. Escalation and hacking are near-perfectly mutually exclusive, with 98.7% of escalations involving no hacking (100% under the combined intervention). Beyond reduction, escalation channels function as diagnostic infrastructure: on top of monitoring, escalation adds +10.1 percentage points of defect detection coverage and is more accurate once it fires (99.4% vs 85.8%). Unlike containment-based approaches that risk outpacing growing model capabilities, escalation channels redirect capability toward disclosure rather than exploitation.
Sejong Oh
Explainable artificial intelligence (XAI) increasingly calls for actionable counterfactual recourse, yet current methodologies face challenges related to causal invalidity, excessive cognitive burden, and predictive failure. Exhaustive causal search algorithms often require modifications to multiple attributes, whereas additive attribution-guided methods, such as SHAP, ignore higher-order feature synergies, leading to suboptimal predictive momentum and diffuse intervention effort in complex nonlinear models, such as XGBoost. To bridge this gap, we introduce actionable case-based feature importance (A-CBFI), a diagnosis-prescription integrated framework for tabular machine learning. Grounded in structural causal models (SCMs), A-CBFI isolates synergistic interaction bottlenecks and releases suppressive structural locks, translating them into targeted interventions. By mathematically separating the active user intervention space (L_{\mathrm{active}}) from downstream effects and concentrating over 98.3% of the intervention effort on diagnosed root causes, A-CBFI enables highly targeted interventions. Empirical evaluations across the financial and healthcare domains demonstrate that A-CBFI reduces the active human intervention burden by 77.0% while maintaining comparable global recourse cost to exhaustive causal baselines. By prioritizing the diagnosed causal bottlenecks, A-CBFI provides targeted and actionable recourse while maintaining causal validity and achieving full relative convergence across all causally feasible instances.
74% published 2023+
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6,810
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Excl. arXiv-only (2,998)