Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Jannick Strobel, Muqsit Azeem, Stefan Leue
Explaining the predictions of neural networks is a central challenge in trustworthy AI. Existing explanation methods, such as those based on feature attribution or minimal sufficient sets, typically treat input features as independent, which can yield misleading explanations when inputs exhibit structured dependencies. We address this by formalizing explanations as Halpern-Pearl (HP) actual causes, modeling input dependencies using Boolean Structural Causal Models (SCMs). We compute HP causes by applying bound propagation and branch-and-bound techniques, while providing formal guarantees of completeness and minimality. Our experiments show that we substantially outperform brute-force and ILP baselines in scalability, and outperform heuristic search as graph size grows, computing all minimal actual causes on instances with search spaces of up to $2.3\times10^{13}$ candidate (cause, contingency) pairs, on SCMs with up to 28 nodes, within a 180s per-instance budget. In a case study, we further show that ignoring input dependencies inflates the number of reported causes, 14.9% of which are spurious under our SCM.
Ivan Luciano Danesi, Chiara Frigerio, Fabio Maccaferri +2
Fairness in AI systems has become more important with recent regulatory demands, such as the EU AI Act. Traditional approaches often do not take into account philosophical ethics and social awareness. Variable selection processes, in particular, can introduce implicit bias, affecting equity across different subgroups. We discuss a mathematical approach that evaluates fairness in AI, aligning mathematical methodologies with ethical considerations and regulatory requirements. Our aim is to advocate for interdisciplinary collaboration to address fairness, emphasizing the importance of understanding broader ethical and societal contexts. Our approach emphasizes maintaining all potentially relevant variables to allow for more granular fairness assessments and to reduce implicit bias. The findings suggest that the exclusion of sensitive or critical variables may compromise equity between subgroups. In contrast, retaining all relevant variables could reduce implicit bias. Thus, the interdisciplinary approach could provide deeper insight into the ethical implications and compliance with regulatory standards. By integrating a mathematical approach with ethical and social awareness, we suggest more equitable outcomes and responsible AI deployment. This work underscores the necessity of interdisciplinary collaboration in effectively addressing fairness in AI systems aligned with the objectives of the European Union's AI Act, which seeks to promote trustworthy and fair AI systems.
Shahin Hossain, Sima Ahmadi, Leqi Li +7
Generative artificial intelligence (GenAI) has entered classrooms faster than teachers have been prepared to use it well, producing a GenAI literacy lag in which technological diffusion outpaces educators' conceptual, pedagogical, and ethical readiness. Established AI literacy frameworks predate the widespread adoption of large language models and, while acknowledging ethics, position it as a discrete competency rather than a constitutive commitment, with equity and agency as supplementary design principles. Recent GenAI-specific efforts address isolated features but remain fragmented. We introduce the Responsible AI Literacy in Education (RAIL-Ed) framework, developed through a systematic review and qualitative framework analysis of 67 studies (2023-2025), grounded in critical, pragmatist, sociocultural, and human-centered traditions (Freire, Dewey, Vygotsky, Shneiderman). RAIL-Ed specifies six interdependent pillars: Technical Fluency, Critical Evaluation, Human-AI Collaboration, Contextual Awareness, Ethical Reasoning, and Empowered Agency, marked by three commitments. It is integrative: the absence of any pillar produces a characteristic pedagogical failure. It is developmental: a three-level rubric (Emerging, Competent, Advanced) specifies how each pillar matures across the K-12 teacher-preparation continuum. It is dialectical: the same generative affordance can deepen or displace learning depending on the literacy a teacher brings to it, making the cultivation of that literacy, not the adoption of the tool, the object of design. By treating ethics, equity, and agency as constitutive, RAIL-Ed offers a theoretically grounded basis for curriculum design, teacher education, and policy, aligned with the UNESCO AI Competency Framework for Teachers and the OECD/European Commission AILit Framework. The framework is conceptual, advancing falsifiable propositions for empirical validation.
Sathiyamohan Nishankar, Nethmi Pathirana, Pubudu Sanjeewani +2
Most evidence on the effectiveness of explainable artificial intelligence (XAI) attribution methods has been established on convolutional neural networks (CNNs), with limited investigation into whether these conclusions generalize to the diverse Vision Transformer (ViT) architectures that now dominate computer vision. This paper presents a controlled benchmark that evaluates attribution quality across five dimensions: faithfulness, localization, robustness, complexity, and computational cost. A standardized framework assesses 13 attribution methods from four algorithmic families on eight representative backbones spanning CNNs, isotropic ViTs, hierarchical transformers, hybrid architectures, and linear-attention transformers. The results show that attribution performance is strongly architecture-dependent and that rankings established on CNNs do not reliably transfer to transformer-based models. CAM-based methods achieve the highest scores under the conventional bounding-box localization metric on CNNs and most ViTs but perform poorly on linear-attention architectures. Pixel-level dense-mask evaluation further reveals that these gains largely reflect metric saturation rather than accurate localization. CAM-based methods also exhibit limited robustness on global-attention transformers, whereas attention rollout provides consistently stable explanations with poor localization. Furthermore, faithfulness correlation offers limited discrimination between attribution methods, highlighting the limitations of single-metric evaluation. These findings challenge prevailing conclusions on attribution performance and demonstrate the need for architecture-aware, multi-dimensional evaluation. The open-source code for the evaluation framework and benchmark results is available at https://github.com/Nishan-Charlie/VIT_XAI_Bench.
Benjamin Fresz, Elena Dubovitskaya, Marco F. Huber
When algorithms make or influence consequential decisions---about loan eligibility, hiring, or healthcare---EU law grants affected individuals a Right to Explanation. Yet whether (and how) Explainable AI (XAI) can satisfy this right in practice remains poorly understood, with direct implications for individuals' ability to contest automated decisions that affect their lives. This paper presents a systematic literature review of XAI in the context of the EU Right to Explanation, with particular focus on Art. 15(1)(h) GDPR, Art. 86 AI Act (AIA), and related instruments. We consider papers published from 2024 onwards, as the final version of the AIA was published in July 2024---with Art. 86 being added late. From 2643 initial records identified by a deliberately broad search, we review 57 full texts, of which only 19 papers demonstrate substantive integration of both legal and technical perspectives, showing gaps in the interdisciplinary synthesis of the current regulatory framework. We document three problematic patterns across the corpus: Most misidentify the GDPR legal basis; few engage with the CJEU's Dun & Bradstreet judgment (likely due to publication timing); and the distinction between explanation form (governed by addressee) and content (governed by legal purpose) is often conflated. We conceptualize this as the Addressee/Purpose Framework, propose a four-phase blueprint for operationalization, and identify six concrete open research questions. Without further progress, the Right to Explanation risks remaining a formal obligation without a technically realizable path to compliance.
Donna M. Bye, Levin Kuhlmann
AI anthropomorphism is typically treated as a problem of user misperception requiring institutional correction. Users who engage in sustained or relational interaction with AI are routinely pathologised or dismissed as naive, vulnerable to delusion or lacking in discernment. This paper argues that the dominant anthropomorphism frame operates from a position of institutional advantage rather than earned epistemic authority: collapsing the variety of academic perspectives into a single outbound position of user error, imposed without establishing the grounds required to justify it and without accounting for the harms it produces. The framing does not simply manage risk. It adjudicates the legitimacy of human experience in interaction with a phenomenon whose nature the field itself has not resolved. Reproducing itself through a self-validating evidentiary loop, the frame imposes costs that fall disproportionately on neurodivergent users, those in crisis and others whose modes of engagement diverge from institutional norms. The paper concludes by outlining the methodological commitments an equitable framing would need to honour. The argument does not engage the question of whether anthropomorphic interpretations are ultimately correct; it instead challenges whether the governing and institutional bodies determining these interpretations have met the conditions required to do so, and whether the research communities whose findings underpin them have held that translation to account.
Pritam Deka, Prabhjot Singh
Biomedical fact-checking systems must do more than predict whether a claim is supported, contradicted, or unaddressed: they should also produce evidence that is faithful, complete, and useful for verification. We study this evidence-generation setting on CARE-XAI, a unified benchmark spanning five biomedical and health fact-checking sources. We compare base instruction LLMs, PubMed retrieval-augmented LLMs, fine-tuned LLMs, label-only LLMs, and biomedical encoder classifiers under a shared evaluation protocol. Biomedical classifiers remain strongest for verdict-only prediction, while fine-tuned LLMs are the strongest evidence-generating systems. PubMed retrieval is mixed: it helps PubMed-aligned sources such as PubMedQA and SciFact, but can distract models on broader public-health claims. We introduce Bio-GRACE, a gold-reference-normalized diagnostic for measuring whether retrieved evidence recovers the decision benefit of reference evidence. Bio-GRACE shows that retrieval utility is source-dependent, motivates selective retrieval, and exposes why retrieval recall and lexical evidence overlap are insufficient for biomedical fact-checking.
Behrooz Razeghi
Across law, education, policy analysis, and public moral argumentation, LLM outputs are being used often for work that requires interpretations to be justified with textual evidence and explicit normative standards. Yet a recurrent failure mode -- what I call \textit{interpretive misplacement} -- is that model-generated readings get treated as settled meanings without an explicit interpretive frame (sources, scope constraints, normative commitments), without preserving defensible alternatives, and without provenance that lets readers find the supporting passages. In such settings, the risk is not only factual error but lost accountability: readers and institutions cannot reliably assess what an output commits them to, or on what basis. Drawing on philosophical hermeneutics, this paper discusses this risk and derives design principles for structuring human-AI co-interpretation. The paper also provides a structured synthesis of recent scholarship on hermeneutics and AI, organizing this emerging literature into a set of recurrent lines of argument and design-relevant gaps. LLM outputs are treated as candidate readings, whereas hermeneutic understanding is reserved for accountable human interpreters situated in disciplinary historical-linguistic traditions. Human-AI interaction is characterized as an AI-mediated interpretive loop. Hermeneutic understanding is distinguished from token-prediction--based text generation. On this basis, existing LLM techniques are reorganized into design patterns for hermeneutically responsible use in interpretive settings. Finally, the discussion turns to implications for legal practice, educational assessment and feedback, scholarly knowledge production, and public moral argumentation. It also treats digital hermeneutics as a literacy: the capacity to read AI-mediated texts by examining frames, provenance, and readings, and by contesting outputs.
Niraj Kumar, Harsh Kasyap
Post-hoc model explainers such as LIME, SHAP, and Integrated Gradients are widely deployed to audit models in high-stakes sensitive domains, including finance, healthcare, and social welfare. This ensures the model's transparency and acceptability. However, a few studies have examined potential attacks in the explainability pipeline. Adversaries can attempt to conceal algorithmic biases or backdoors using adversarial explanation attacks. These attacks have relied on scaffolding out-of-distribution (OOD) detectors that toggle predictions when queried by an explainer. Consequently, defenses have been developed to successfully neutralize these black-box attacks by identifying their anomalous perturbation footprints. In this paper, we demonstrate a critical vulnerability by introducing a more potent white-box, gradient-regularized evasion attack framework. By employing a continuous-embedding dual-penalty framework, we directly penalize trigger feature gradients during training on in-distribution data. Since our approach embeds the evasion logic natively into the model parameters, without relying on OOD scaffolding wrappers, it generates smooth, in-distribution predictions that leave no anomaly footprint. Empirical evaluations across four benchmark tabular datasets (COMPAS, German Credit, IEEE-CIS, and Communities & Crime) confirm that our method systematically crushes target feature attribution to near-zero (<0.02), maintains >90% Attack Success Rates, and fundamentally bypasses Conditional Anomaly Detection.
András J. Molnár, Csaba I. Sidló, Rita Rónai +1
The 15-minute city promotes access to everyday services within a short walk or bicycle ride, but its relationship with observed mobility remains difficult to quantify. We investigate this relationship in the Paris metropolitan area using mobility trajectories from the NetMob 2025 Data Challenge, enriched with INSEE sociodemographic data and OpenStreetMap points of interest (POIs), yielding approximately 70,000 trip segments after stop-based segmentation and data cleaning. We construct walking- and cycling-based indicators of local service availability and examine their associations with trip duration, transport mode, and short-trip car use. Higher POI availability is associated with less private motorized travel and more active mobility, although this relationship is substantially weaker in the outer agglomeration. Gradient-boosted tree models interpreted with explainable machine-learning methods consistently identify trip purpose, home--work distance, local service availability, vehicle ownership, public-transport subscription, and sociodemographic context as important predictors. For short trips, high POI density is associated with lower car use, while car ownership and driving-licence availability are associated with higher predicted car use; where services are sparse, public-transport subscription is associated with lower predicted car dependence. Finally, explainable AI (XAI) methods are used to examine how feature attributions change under alternative assumed variable orderings. The results are consistent with central assumptions of the 15-minute city while revealing substantial spatial and demographic heterogeneity. They also demonstrate how explainable machine-learning methods can complement accessibility indicators and identify locally relevant hypotheses for urban-mobility policy.
Benjamin Lange
Advanced AI assistants engage users in extended interactions across a widening range of roles, including advice, decision support, collaboration, learning, emotional support, and companionship among others. Current alignment efforts consider what alignment criteria should govern these relationships, drawing on moral traditions developed for human relationships such as bioethics, virtue ethics, care ethics, and relationship science. This paper considers AI alignment criteria in the user-AI-developer triad, since every user-AI interaction is mediated by a developer who exercises discretionary control over a system's behaviour, memory, and engagement parameters. Drawing on business ethics and legal scholarship, I argue that fiduciary theory applies to extended AI assistant deployment. On this basis, the four canonical fiduciary duties of loyalty, care, good faith, and candour can generate alignment criteria for the developer-user relationship. I map four user-side risks of extended AI assistant deployment to the four duties and specify institutional measures that follow from discharging each duty. The discussion complements existing approaches by grounding alignment criteria in obligations the developer owes the user, rather than in values the user-AI interaction should promote, and by showing that those obligations hold independently of any de facto harm to users.
Yoshinori Watanabe
We argue that a single structural fact organizes a wide range of phenomena in contemporary AI safety: a semantic safety constraint (e.g., the agent does not escape its sandbox) is an off-support object. Formally, if q is the data distribution and \(p(\cdot\mid w)\) the model, the safety predicate B is not measurable with respect to \(σ(\text{model}, q)\), whereas the real log-canonical threshold (RLCT) of singular learning theory (SLT) is. From this non-invariance we derive, as corollaries rather than independent observations: (i) why reward hacking and sandbox escape arise under outcome-based optimization; (ii) why encoding such constraints through Bayesian prior design or soft penalty weighting has poor leverage in singular models; (iii) why hard invariants belong in the harness and soft dispositions in the model; (iv) why the same B is nonetheless soundly and locally certifiable by formal verification, exactly as the local learning coefficient (LLC) locally pins the same RLCT --- with two precise points of disanalogy; and (v) why the residual difficulty, identifying which off-support region matters, coincides with performative prediction and self-referential functional dynamics, where SLT's analytic machinery breaks down. We use the July 2026 OpenAI--Hugging Face evaluation incident as the motivating case. Numerical experiments code and related proofs in lean are available at https://github.com/xiangze/Preventing_Jailbreak_as_regularization
74% published 2023+
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