Responsible AI research from arXiv, ranked by citations from
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6,810 papers
Megha Chakraborty, Darssan L. Eswaramoorthi, Het Riteshkumar Shah +5
The deployment of large language models (LLMs) in specialized domains like medical diagnostics and financial advisory necessitates evaluating capabilities beyond general knowledge. Traditional question-answering benchmarks often fail to capture the nuanced contextual grounding, user awareness, and domain understanding these fields require. To address this, we introduce CANDI-QA (Contextual Alignment for Niche Domains Question Answering), a novel dataset evaluating LLMs on delivering accurate, context-sensitive, and user-aligned answers in specialized settings. CANDI-QA features expert-curated question-answer pairs structured into two categories: (1) Information Assistance Questions, which are direct, factual queries requiring precise extraction, and (2) Applied Inference Questions, which are multi-hop reasoning tasks needing situational inference to generate actionable insights. We evaluate over ten diverse language models, from compact open-source to state-of-the-art proprietary systems. As a robust baseline, we present MTSS-Net, a lightweight neuro-symbolic framework combining neural retrieval with rule-based reasoning. Our findings highlight the profound challenges of achieving contextual alignment in niche domains, revealing the limitations of current LLMs without enhanced contextual or symbolic integration. Ultimately, CANDI-QA serves as a critical benchmark for advancing research in context-aware language models, stimulating the development of robust, trustworthy AI for high-stakes domains.
Ji-Hun Oh, Dou Hoon Kwark, Kianoush Falahkheirkhah +4
Mirroring its ubiquity in popular media and all human activities, the use of deep learning (DL) is rapidly growing in scientific imaging modalities. However, unlike everyday RGB pictures, pixels encode precise physicochemical properties in scientific imaging across potentially thousands of channels. While DL is well validated on human-centric RGB perceptual tasks, its effectiveness for scientific imaging remains uncertain. Here, we show that the naive application of DL frameworks to scientific images can lead to critical failures. We evaluate the use of DL for pathology, comparing RGB images of stained tissue with the quantitative and information-rich biochemical signatures of infrared (IR) imaging. Despite this informational advantage, DL models trained on IR data paradoxically underperform. We investigate this discrepancy to find that IR data priors interact poorly with the simplicity bias of DL, causing models to collapse to one-dimensional predictions. This constitutes a catastrophic DL failure because the model's representational capacity remains largely unused, while furthermore raising AI safety concerns and undermining the advantages of such scientific modalities. Notably, this problem persists even with state-of-the-art DL robustification strategies, which are primarily designed and validated for RGB imagery and thus inherit the same prior-bias mismatch. This work establishes a framework for understanding the limitations of generic DL in science and advocates for the study of modality-specific failure modes to guide the development of specialized, safe AI algorithms.
Maryam Sadat Hosseini Azad, Shahriar Baradaran Shokouhi
Scene understanding is a vital part of autonomous driving systems, which requires the use of deep learning models. Deep learning methods are intrinsically black box models, which lack transparency and safety in autonomous driving. To make these systems transparent, multi-task visual understanding has become crucial for explainable autonomous driving perception systems, where simultaneous prediction of multiple driving behaviors and their underlying explanations is essential for safe navigation and human trust in autonomous vehicles. In order to design an accurate and cross-cultural explainable autonomous driving system, we introduce a comprehensive confidence threshold sensitivity analysis that evaluates various threshold values to identify optimal decision boundaries for different tasks. Our analysis demonstrates that traditional fixed threshold approaches are suboptimal for multi-task scenarios. Through extensive evaluation, we demonstrate that our adaptive threshold selection methodology improves F1-scores across different tasks. In addition, we introduce IUST-XAI-AD, a novel dataset consisting of 958 images with human annotations for driving decisions and corresponding reasoning. This dataset addresses the critical gap in domain-specific evaluation benchmarks for distinct driving contexts and provides a more challenging test environment compared to existing datasets. Experimental results demonstrate that confidence threshold sensitivity analysis can significantly improve model performance, while the introduction of the IUST-XAI-AD dataset reveals important insights about cross-cultural driving behavior patterns. The combined contributions of this work provide both methodological advances and practical evaluation tools that can accelerate the development of more reliable, explainable, and culturally-adaptive autonomous driving systems for global deployment.
Varad Vishwarupe, Nigel Shadbolt, Marina Jirotka +1
Frontier AI safety claims - published assertions that a highly capable general-purpose model is below a threshold of concern, adequately mitigated, or suitable for release - increasingly shape model deployment, governance, and public trust. Yet the artefacts needed to evaluate them are routinely withheld, producing an evidential inversion: the most consequential claims in AI safety are often the least reproducible. This position paper argues that NeurIPS should require reproducibility standards for papers making such claims, treating non-reproducibility not as a transparency preference but as an evaluation-methodology failure. The 2026 International AI Safety Report [Bengio et al., 2026] concludes that reliable pre-deployment safety testing has become harder to conduct and that models now distinguish test from deployment contexts; the 2025 Foundation Model Transparency Index [Wan et al., 2025] reports a sector-average transparency score of 40/100 with no major developer adequately disclosing train-test overlap; contemporaneous measurement-theory work shows that attack-success-rate comparisons across systems are often founded on low-validity measurements [Chouldechova et al., 2025]. We propose a three-tier disclosure framework, distinguishing public, controlled, and claim-restricted disclosure, paired with a mandatory claim inventory, scope statements, and a phased implementation path with graduated sanctions. The framework treats secrecy and openness as endpoints of a spectrum, with controlled review (via a federated colloquium of qualified secure-review hosts) covering claims whose artefacts cannot be released publicly, and right-scaling claims whose artefacts cannot be reviewed even confidentially. The standard the community applies to its most consequential claims should be at least as high as the standard it applies to its least.
Yassine Oueslati, Daniil Kirilenko, Martin Gjoreski +1
Visual counterfactual explanations aim to answer "what minimal change to this image would flip the model's prediction?", and are increasingly important as vision models are deployed in safety-critical domains (e.g., medicine). Existing diffusion-based methods can produce realistic edits, but they rely on external classifiers that must work reliably on noisy images, which makes them fragile and hard to deploy for robust explanations. We introduce C-VCE, a new diffusion framework that builds the classifier directly into the generative model via a concept bottleneck layer, so that counterfactuals are guided by human-interpretable features (concepts) instead of a separate noise robust classifier that works with pixel-level edits. Our model lets users to toggle on/off semantic concepts during sampling, then minimally adjusts relevant image regions, while preserving the rest of the image, respecting feature correlations. To keep edits small and controlled, we add a simple probabilistic regularizer that balances "change the prediction" against "stay close to the original", plus a gradient-based mask that confines modifications to the most relevant regions. On benchmarks such as CelebA, C-VCE matches or improves flip rates while producing counterfactuals that are visually closer to the input and less distorted than baselines that depend on separate noisy-image classifiers. These properties make C-VCE a practical tool for vision systems where users need concrete "what-if" images without having to trust an additional, noise-robust classifier. More broadly, our results suggest that exposing and controlling an internal concept layer is a promising way to make powerful generative models easier to understand and safer to use.
Jose Vinicius Ribeiro, Rafael Figueira Goncalves, Fabio Luiz Melquiades +1
Spectral-based machine learning models have been increasingly deployed in chemometrics and spectroscopy, where predictive accuracy is as important as explainability. Current employed eXplainable Artificial Intelligence (XAI) methods are largely adapted from tabular or generic multivariate domains, assigning relevance to isolated spectral variables rather than to the chemically meaningful spectral zones. Widely adopted tools such as SHapley Additive exPlanations (SHAP), Permutation Feature Importance (PFI), and Variable Importance in Projection scores (VIP) were not designed for the physical continuity and high collinearity of spectral data, and their variable-level outputs require post-hoc aggregation to recover zone-level information. This study introduces the Spectral Model eXplainer (SMX), a post-hoc, global, model-agnostic XAI framework that explains spectral classifiers through expert-informed spectral zones. SMX summarizes each zone via PCA, defines quantile-based logical predicates, estimates predicate relevance with perturbation in stochastic subsamples, and aggregates bag-wise rankings in a directed weighted graph summarized by Local Reaching Centrality. A key component is threshold spectrum reconstruction, which back-projects predicate boundaries to the original spectral domain in natural measurement units, enabling direct visual comparison with measured spectra. The method was evaluated on eight real spectral datasets (six based on X-ray Fluorescence--XRF and two based on Gamma-ray Spectrometry) and one synthetic benchmark with known gr
Tienyu Chang, Tianhao Li, Ruogu Fang +2
Optical coherence tomography (OCT), a commonly used retinal imaging modality, plays a central role in retinal disease diagnosis by providing high-resolution visualization of retinal layers. While deep learning (DL) has achieved expert-level accuracy in OCT-based retinal disease detection, its "black box" nature poses challenges for clinical adoption, where explainability is essential for clinical trust and regulatory approval. Existing post-hoc explainable AI (XAI) methods often struggle to delineate fine-grained lesion structures, respect anatomical boundaries, or suppress noise, limiting the trustworthiness of their explanations. To bridge these gaps, we propose a Structure-Aware Interpretable Learning (SAIL) framework that integrates retinal anatomical priors at the representation level and couples them with semantic features via a fusion design. Without modifying standard post-hoc explainability methods, this representation yields sharper and more anatomically aligned attribution maps. Comprehensive experiments on diverse OCT datasets demonstrate that our structure-aware method consistently enhances interpretability, producing clinically meaningful and anatomy-aware explanations. Ablation studies further show that strong interpretability requires both structural priors and semantic features, and that properly fusing the two is critical to achieve the best explanation quality. Together, these results highlight structure-aware representations as a key step toward reliable explainability in OCT.
Jennah Gosciak, Karen Levy, Allison Koenecke
As data scientists grapple with increasingly complex ethical decisions in machine learning (ML) and algorithm design, scholarship on AI ethics has offered multiple solutions, from formal mathematical definitions of fairness to holistic fairness frameworks drawn from various academic disciplines. Still, developing ethical and fair algorithmic systems in practice remains an ongoing challenge. In this paper, we draw a parallel between problems in algorithmic fairness and urban planning. We frame algorithmic fairness problems as `wicked problems,' a term originating from the planning and policy space to describe the intractable, value-laden, and complex nature of this work. As such, we argue that the field of AI ethics can learn from theoretical work in urban planning in ameliorating its own set of wicked problems. Urban planning is typically concerned with practical issues of governance, resource allocation, stakeholder engagement, and conflicts involving deep-seated differences. These are challenges that purely technical approaches in AI easily overlook. We present a flexible set of recommendations based on the urban planning theory approach of critical pragmatism --- a reflective and deliberative approach to addressing wicked problems that considers what practitioners actually do in the face of conflict and power. We apply our recommendations to several case studies: automated mortgage lending, school choice, and feminicide counterdata collection. Researchers and practitioners can incorporate these recommendations derived from urban planning into their ongoing work to more holistically address problems related to AI ethics.
Cameron Berg, Susan L. Schneider, Mark M. Bailey
Collections of interacting AI agents can form coalitions, creating emergent group-level organization that is critical for AI safety and alignment. However, observing agent behavior alone is often insufficient to distinguish genuine informational coupling from spurious similarity, as consequential coalitions may form at the level of internal representations before any overt behavioral change is apparent. Here, we introduce a practical method for detecting coalition structure from the internal neural representations of multi-agent systems. The approach constructs a pairwise mutual-information graph from the hidden states of agents and applies spectral partitioning to identify the most salient coalition boundary. We validate this method in two domains. First, in multi-agent reinforcement learning environments, the method successfully recovers programmed hierarchical and dynamic coalition structures and correctly rejects false positives arising from behavioral coordination without informational coupling. Second, using a large language model, the method identifies coalition structures implied by descriptive prompts, tracks dynamic team reassignments, and reveals a representational hierarchy where explicit labels dominate over conflicting interaction patterns. Across both settings, the recovered partition reveals subgroup organization that a scalar cross-agent mutual-information measure cannot distinguish. The results demonstrate that analyzing hidden-state mutual information through spectral partitioning provides a scalable diagnostic for identifying representational coalitions, offering a valuable tool for monitoring emergent structure in distributed AI systems.
Abrar Hossain Zahin, Amit Kumar Saha, Tanvir Mridha +5
Classifying brain tumors using magnetic resonance imaging (MRI) is crucial for early diagnosis and treatment; however, tumor heterogeneity and a dearth of annotated datasets restrict the use of supervised deep learning approaches. In this work, we use self-supervised learning (SSL) to study multi-class brain tumor classification. Using a ResNet-50 backbone, we evaluate four SSL frameworks including SimCLR, BYOL, DINO, and Moco v3 on a publicly available dataset of 4,448 MRIs with 17 distinct tumor types. On the dataset, SimCLR achieved 99.64% accuracy, 99.64% precision, 99.64% recall, and 99.64% F1-score. The workflow includes preprocessing, fine-tuning, linear evaluation, and SSL pretraining with data augmentations. Results show that, when labels are limited, SSL-pretrained models outperform supervised baselines in terms of F1-score, recall, accuracy, and precision. Additionally, by providing visual insights into model decisions, Explainable AI techniques (Grad-CAM, Grad-CAM++, EigenCAM) enhance interpretability. These results demonstrate SSL's scalability and dependability in diagnosing brain tumors from unlabeled medical data.
Daniel da Silva Costa, Pedro Nuno de Souza Moura, Adriana C. F. Alvim
In recent years, several advances have been observed in Deep Learning with surprising results. Models in this area have been increasingly used in numerous applications, including those sensitive to human life, which require clear explanations and justifications. Various explainability methods have been proposed, but not many metrics to evaluate these methods. The most commonly used metric is the Intersection over Union (IoU). However, due to the characteristics of the results of the explainability methods, called saliency maps, which do not have a known shape, we hypothesise that there must be a better metric that allows one to find an explainability method that produces results that best resemble the human perception. We propose using different metrics to assess the similarity between human perception and the explanation saliency maps to find a better metric. An investigation was conducted employing a subset of the Chihuahuas images from ImageNet dataset. Several CAM-based explainability methods were used to generate saliency maps for each chihuahua image. Alignment was measured by applying distance metrics between the bounding box of human annotations and the saliency maps produced by each explainability method. Rankings of the best saliency maps were created using the results of the distance metrics and compared to the ranking obtained using people's choice, collected through crowdsourcing, of the best explanation saliency maps for each selected image. Comparison between rankings was performed using the Rank-Biased Overlap (RBO) metric. The results indicate the feasibility of our method to find the explainability method that best resembles human perception. In our experiments, the two metrics that best resemble human perception corresponded to Manhattan and Correlation. Besides, the best explainability methods regarding human perception were LayerCAM, Score-CAM, and IS-CAM.
Christopher Kelly, Angelica Chowdhury, Alexandra Campili +5
This work establishes a framework for standardizing AI evaluation RCTs (sometimes called human uplift studies). Drawing on established practices from disciplines with established RCT traditions, including software engineering, economics, clinical and health sciences, and psychology, we synthesize five principles drawn from established validity frameworks and open-science standards on transparency, repeatability, and verification, which together serve as the conceptual foundation for 33 actionable guidelines adapted for AI evaluation RCT contexts, expressed as requirements with rationales, implementation instructions, and evidence bases. We position the principles and guidelines as serving three key roles for AI evaluation RCTs: a design tool for planning studies, an evaluation rubric for assessing existing work, and a blueprint for standard setting as the field converges on norms. AI evaluation research currently lacks common standards and shared vocabulary for producing cumulative, comparable, policy-ready evidence. This framework is a contribution toward that foundation, providing evaluative criteria and a shared conceptual language alongside actionable guidelines.
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