Responsible AI research from arXiv, ranked by citations from
Semantic Scholar (
Allen AI ), and enriched with key takeaways
6,810 papers
Dominik Kowald
Recommender systems have become an integral part of our daily online experience by analyzing past user behavior to suggest relevant content in entertainment domains such as music, movies, and books. Today, they are among the most widely used applications of AI and machine learning. Consequently, regulations and guidelines for trustworthy AI, such as the European AI Act, which addresses issues like bias and fairness, are highly relevant to the design, development, and evaluation of recommender systems. One particularly important type of bias in this context is popularity bias, which results in the unfair underrepresentation of less popular content in recommendation lists. This work summarizes our research on investigating the amplification of popularity bias in recommender systems within the entertainment sector. Analyzing datasets from three entertainment domains, music, movies, and anime, we demonstrate that an item's recommendation frequency is positively correlated with its popularity. As a result, user groups with little interest in popular content receive less accurate recommendations compared to those who prefer widely popular items. Furthermore, this work contributes to a better understanding of the connection between recommendation accuracy, calibration quality of algorithms, and popularity bias amplification.
Nataliia Molchanova, Pedro M. Gordaliza, Alessandro Cagol +14
Trustworthy artificial intelligence (AI) is essential in healthcare, particularly for high-stakes tasks like medical image segmentation. Explainable AI and uncertainty quantification significantly enhance AI reliability by addressing key attributes such as robustness, usability, and explainability. Despite extensive technical advances in uncertainty quantification for medical imaging, understanding the clinical informativeness and interpretability of uncertainty remains limited. This study presents an interpretability framework for analyzing lesion-scale predictive uncertainty in cortical lesion segmentation in multiple sclerosis using deep ensembles. The analysis shifts the focus from the uncertainty--error relationship towards clinically relevant medical and engineering factors. Our findings reveal that instance-wise uncertainty is strongly related to lesion size, shape, and cortical involvement. Expert rater feedback confirms that similar factors impede annotator confidence. Evaluations conducted on two datasets (206 patients, almost 2000 lesions) under both in-domain and distribution-shift conditions highlight the utility of the framework in different scenarios.
Bharadwaj Dogga, Anoop Sathyan, Kelly Cohen
Machine Learning methods have extensively evolved to support industrial big data methods and their corresponding need in gas turbine maintenance and prognostics. However, most unsupervised methods need extensively labeled data to perform predictions across many dimensions. The cutting edge of small and medium applications do not necessarily maintain operational sensors and data acquisition with rising costs and diminishing profits. We propose a framework to make sensor maintenance priority decisions using a combination of SHAP, UMAP, Fuzzy C-means clustering. An aerospace jet engine dataset is used as a case study.
Yasmine Mustafa, Mohamed Elmahallawy, Tie Luo
Alzheimer's disease (AD) leads to progressive cognitive decline, making early detection crucial for effective intervention. While deep learning models have shown high accuracy in AD diagnosis, their lack of interpretability limits clinical trust and adoption. This paper introduces a novel pre-model approach leveraging Jacobian Maps (JMs) within a multi-modal framework to enhance explainability and trustworthiness in AD detection. By capturing localized brain volume changes, JMs establish meaningful correlations between model predictions and well-known neuroanatomical biomarkers of AD. We validate JMs through experiments comparing a 3D CNN trained on JMs versus on traditional preprocessed data, which demonstrates superior accuracy. We also employ 3D Grad-CAM analysis to provide both visual and quantitative insights, further showcasing improved interpretability and diagnostic reliability.
Zaid M. Altukhi, Sojen Pradhan
Explainable AI (XAI) seeks to transform black-box algorithmic processes into transparent ones, enhancing trust in AI applications across various sectors such as education. This review aims to examine the various definitions of XAI within the literature and explore the challenges of XAI in education. Our goal is to shed light on how XAI can contribute to enhancing the educational field. This systematic review, utilising the PRISMA method for rigorous and transparent research, identified 19 relevant studies. Our findings reveal 15 definitions and 62 challenges. These challenges are categorised using thematic analysis into seven groups: explainability, ethical, technical, human-computer interaction (HCI), trustworthiness, policy and guideline, and others, thereby deepening our understanding of the implications of XAI in education. Our analysis highlights the absence of standardised definitions for XAI, leading to confusion, especially because definitions concerning ethics, trustworthiness, technicalities, and explainability tend to overlap and vary.
Cathy Yang, David Restrepo Amariles, Leo Allen +1
Generative Pre-trained Transformers (GPTs), particularly Large Language Models (LLMs) like ChatGPT, have proven effective in content generation and productivity enhancement. However, legal risks associated with these tools lead to adoption variance and concealment of AI use within organizations. This study examines the impact of disclosure on ChatGPT adoption in legal, audit and advisory roles in consulting firms through the lens of agency theory. We conducted a survey experiment to evaluate agency costs in the context of unregulated corporate use of ChatGPT, with a particular focus on how mandatory disclosure influences information asymmetry and misaligned interests. Our findings indicate that in the absence of corporate regulations, such as an AI policy, firms may incur agency costs, which can hinder the full benefits of GPT adoption. While disclosure policies reduce information asymmetry, they do not significantly lower overall agency costs due to managers undervaluing analysts' contributions with GPT use. Finally, we examine the scope of existing regulations in Europe and the United States regarding disclosure requirements, explore the sharing of risk and responsibility within firms, and analyze how incentive mechanisms promote responsible AI adoption.
Patrick Kolpaczki, Tim Nielen, Eyke Hüllermeier
Additive feature explanations rely primarily on game-theoretic notions such as the Shapley value by viewing features as cooperating players. The Shapley value's popularity in and outside of explainable AI stems from its axiomatic uniqueness. However, its computational complexity severely limits practicability. Most works investigate the uniform approximation of all features' Shapley values, needlessly consuming samples for insignificant features. In contrast, identifying the $k$ most important features can already be sufficiently insightful and yields the potential to leverage algorithmic opportunities connected to the field of multi-armed bandits. We propose Comparable Marginal Contributions Sampling (CMCS), a method for the top-$k$ identification problem utilizing a new sampling scheme taking advantage of correlated observations. We conduct experiments to showcase the efficacy of our method in compared to competitive baselines. Our empirical findings reveal that estimation quality for the approximate-all problem does not necessarily transfer to top-$k$ identification and vice versa.
Canlin Zhang, Xiuwen Liu
Deep neural networks trained through end-to-end learning have achieved remarkable success across various domains in the past decade. However, the end-to-end learning strategy, originally designed to minimize predictive loss in a black-box manner, faces two fundamental limitations: the struggle to form explainable representations in a self-supervised manner, and the inability to compress information rigorously following the Minimum Description Length (MDL) principle. These two limitations point to a deeper issue: an end-to-end learning model is not able to "understand" what it learns. In this paper, we establish a novel theory connecting these two limitations. We design the Spectrum VAE, a novel deep learning architecture whose minimum description length (MDL) can be rigorously evaluated. Then, we introduce the concept of latent dimension combinations, or what we term spiking patterns, and demonstrate that the observed spiking patterns should be as few as possible based on the training data in order for the Spectrum VAE to achieve the MDL. Finally, our theory demonstrates that when the MDL is achieved with respect to the given data distribution, the Spectrum VAE will naturally produce explainable latent representations of the data. In other words, explainable representations--or "understanding"--can emerge in a self-supervised manner simply by making the deep network obey the MDL principle. In our opinion, this also implies a deeper insight: To understand is to compress. At its core, our theory advocates for a shift in the training objective of deep networks: not only to minimize predictive loss, but also to minimize the description length regarding the given data. That is, a deep network should not only learn, but also understand what it learns. This work is entirely theoretical and aims to inspire future research toward self-supervised, explainable AI grounded in the MDL principle.
Ruoyu Chen, Siyuan Liang, Jingzhi Li +4
To develop a trustworthy AI system, it is essential to understand its behavior using attribution methods, which aim to identify the input regions that most influence the model's decisions. For discrete inputs such as images, however, accurately identifying input-prediction interactions is particularly challenging because of combinatorial explosion. We formulate black-box attribution as an ordered interpretable subset-selection problem. Inspired by the marginal-gain principle of submodular optimization, the formulation permits redundancy, positive complementarity, and negative interference among input sub-regions. We propose LiMA (Less input is More faithful for Attribution), which ranks sub-regions by their contributions along a sequence of selected subsets. LiMA employs a composite objective that evaluates subsets through semantic consistency, collaboration, prediction confidence, and semantic effectiveness. We further design a bidirectional greedy search to efficiently identify important and non-critical sub-regions. Experiments on eight foundation models (CLIP, ImageBind, LanguageBind, QuiltNet, etc.) and six datasets (ImageNet, VGG-Sound, CUB-200-2011, etc.) demonstrate strong generalization and faithful interpretations with fewer sub-regions. LiMA achieves state-of-the-art Insertion, Deletion, and average highest confidence, with average improvements of 36.3% in Insertion and 39.6% in Deletion; it is also 1.6 times faster than naive greedy search. For failure attribution on incorrect predictions, LiMA improves average highest confidence by 86.1% over state-of-the-art methods. The code is available at https://github.com/RuoyuChen10/LIMA.
Alexandra Sasha Luccioni, Giada Pistilli, Raesetje Sefala +1
As the possibilities for Artificial Intelligence (AI) have grown, so have concerns regarding its impacts on society and the environment. However, these issues are often raised separately; i.e. carbon footprint analyses of AI models typically do not consider how the pursuit of scale has contributed towards building models that are both inaccessible to most researchers in terms of cost and disproportionately harmful to the environment. On the other hand, model audits that aim to evaluate model performance and disparate impacts mostly fail to engage with the environmental ramifications of AI models and how these fit into their auditing approaches. In this separation, both research directions fail to capture the depth of analysis that can be explored by considering the two in parallel and the potential solutions for making informed choices that can be developed at their convergence. In this essay, we build upon work carried out in AI and in sister communities, such as philosophy and sustainable development, to make more deliberate connections around topics such as generalizability, transparency, evaluation and equity across AI research and practice. We argue that the efforts aiming to study AI's ethical ramifications should be made in tandem with those evaluating its impacts on the environment, and we conclude with a proposal of best practices to better integrate AI ethics and sustainability in AI research and practice.
Yucong Dai, Jie Ji, Xiaolong Ma +1
Image classification models trained on clean data often degrade sharply when exposed to corrupted test or deployment data, such as images with impulse noise, Gaussian noise, or environmental noise. This degradation reduces overall performance and disproportionately affects demographic subgroups, raising algorithmic bias concerns. Although robust learning algorithms such as Sharpness-Aware Minimization improve overall robustness and generalization, they do not address biased performance degradation across demographic subgroups. Existing fairness-aware machine learning methods reduce performance disparities but struggle to maintain robust and equitable accuracy across demographic subgroups under data corruption. This limitation reveals an inherent tension between robustness and fairness under corrupted data. To address these challenges, we introduce a metric to assess performance degradation across subgroups under data corruption. We propose FairSAM, a framework that integrates Fairness-oriented strategies into SAM to equalize performance across demographic groups under corrupted conditions. Experiments on multiple real-world datasets and prediction tasks show that FairSAM balances robustness and fairness in corrupted image classification. The framework yields a structured solution for fair and robust image classification in the presence of data corruption.
Chris Santos-Lang
This paper contributes a new way to evaluate AI. Much as one might evaluate a machine in terms of its performance at chess, this approach involves evaluating a machine in terms of its performance at a game called "MAD Chairs". At the time of writing, evaluation with this game exposed opportunities to improve Claude, Gemini, ChatGPT, Qwen and DeepSeek. Furthermore, this paper sets a stage for future innovation in game theory and AI safety by providing an example of success with non-standard approaches to each: studying a game beyond the scope of previous game theoretic tools and mitigating a serious AI safety risk in a way that requires neither determination of values nor their enforcement.
74% published 2023+
26
Avg
309
100+
18
1K+
6,810
Total
Excl. arXiv-only (2,998)